Meghan S. Ocallaghan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meghan S Ocallaghan, who also goes by Meghan S Ocallaghen, was a registered financial professional .
Meghan is a previously registered financial professional and started their career in finance in 2000. Meghan had worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2009 - July 23, 2013
DISCOVERY GROUP HOLDING COMPANY, LLC
March 28, 2000 - May 15, 2002
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DISCOVERY GROUP HOLDING COMPANY, LLC
CRD#: 142863 / SEC#: , 8-67500
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONOGHUE, DANIEL JAMES | MANAGING MEMBER, FINOP, CHIEF FINANCIAL OFFICER, EXECUTIVE REPRESENTATIVE | |
| MURPHY, MICHAEL ROY | MANAGING MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER | 2636983 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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