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Michael Roy Murphy

CRD# 2636983·Registered 1995 - 2013
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Roy Murphy, who also goes by Michael R Murphy, Mike Murphy, Miker Murphy, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1995 - 2013. Michael had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael R Murphy, Mike Murphy, Miker Murphy

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

DISCOVERY GROUP HOLDING COMPANY, LLC·CRD# 142863
BD
Chicago, IL
June 15, 2007 - July 23, 2013
NORTH SKY CAPITAL, LLC·CRD# 133959
RIA
Minneapolis, MN
March 17, 2005 - March 26, 2007
PIPER SANDLER & CO.·CRD# 665
RIA
Chicago, IL
February 3, 2005 - January 11, 2007
PIPER SANDLER & CO.·CRD# 665
BD
Chicago, IL
September 3, 1997 - January 11, 2007
JPMSI·CRD# 15733
BD
New York, NY
August 21, 1995 - August 19, 1996

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Current Firm

DG
DISCOVERY GROUP HOLDING COMPANY, LLC

DISCOVERY GROUP HOLDING COMPANY, LLC

CRD#: 142863 / SEC#: 8-67500
BD
Terminated by SEC on 07/22/2013

Contact Information

Established

Delaware since 05/09/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DONOGHUE, DANIEL JAMESMANAGING MEMBER, FINOP, CHIEF FINANCIAL OFFICER, EXECUTIVE REPRESENTATIVE—
MURPHY, MICHAEL ROYMANAGING MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER2636983

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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