Daniel P Tobin
Professional Summary
Daniel P Tobin, who also goes by Dan Tobin, Daniel Patrick Tobin, Daniel Tobin, is a registered financial advisor currently at CARSON GROUP BROKERAGE, LLC located in Omaha, Nebraska. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Tobin, Daniel Patrick Tobin, Daniel Tobin
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Videos & Posts
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OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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OSAIC WEALTH, INC.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CARSON GROUP BROKERAGE, LLC
Contact Information
Main Address
14600 Branch St, Omaha, NE 68154Mailing Address
14600 Branch St, Omaha, NE 68154Phone Number
(888) 321-0808Established
Nebraska since 01/04/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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OSAIC WEALTH, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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OSAIC WEALTH, INC.
State Registrations and Notice Filings
(3/25/2019)
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(5/29/2019)
(3/4/2019)
(3/18/2019)
(4/24/2019)
(3/18/2019)
(4/25/2019)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel P Tobin's CRS (Customer Relationship Summary).
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