Richard A. Brewster

CLEARVIEW TRADING ADVISORS

TENAFLY, NJ 07670

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CRD#: 3238721

Professional summary

Richard Anthony Brewster, who also goes by Richard A Brewster, is a registered financial professional currently at CLEARVIEW TRADING ADVISORS, INC. located in Tenafly, New Jersey.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 12 firms and has passed the Series 66, Series 63, Series 82TO, Series 22TO, Series 6TO, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 26 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard A Brewster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Anthony Brewster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2024 - Present

CLEARVIEW TRADING ADVISORS, INC.

Office #1: 10 Glenwood Road, Tenafly, NJ 07670

CRD#: 142873

TENAFLY, NJ

Past

August 4, 2024 - October 4, 2024

MODERN CAPITAL SECURITIES INC.

CRD#: 130876

RALEIGH, NC

Past

August 2, 2024 - October 4, 2024

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

October 8, 2021 - April 5, 2024

SBC PARTNERS

CRD#: 284750

New York, NY

Past

February 25, 2020 - May 1, 2020

HERITAGE FINANCIAL SYSTEMS, LLC

CRD#: 133019

MALVERN, PA

Past

May 28, 2019 - May 20, 2025

INVESTIFI SECURITIES LLC

CRD#: 289604

Palmetto, FL

Past

August 7, 2014 - April 3, 2024

CLEARVIEW TRADING ADVISORS, INC.

CRD#: 142873

southampton, NY

Past

October 27, 2010 - December 10, 2012

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Past

April 9, 2010 - November 16, 2010

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

August 15, 2008 - December 9, 2009

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

November 25, 2002 - March 24, 2003

KUHNS BROTHERS SECURITIES CORPORATION

CRD#: 47331

LIME ROCK, CT

Past

January 26, 2001 - August 26, 2008

CASIMIR CAPITAL L.P.

CRD#: 105061

NEW YORK, NY

Past

October 4, 1999 - January 25, 2001

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 4/10/2024

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 22TO

Date: 4/10/2024

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/10/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 4/18/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 26

Date: 4/10/2024

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/21/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CLEARVIEW TRADING ADVISORS, INC.

CRD#: 142873 / SEC#: , 8-67501

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

10 Glenwood Road, Tenafly, NJ 07670

Mailing Address

10 Glenwood Road, Tenafly, NJ 07670

Phone number

(201) 803-3125

Established

New York since 10/17/2006

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ETTIN, GREGG HARLEY	OWNER	1604260
BEATON, DANIEL STEWART	FINOP	4240769
WEITZNER, MICHAEL STEVEN	CEO/CCO	1903218

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard A. Brewster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Anthony Brewster's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL SECURITIES INC.

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

SBC PARTNERS

HERITAGE FINANCIAL SYSTEMS, LLC

INVESTIFI SECURITIES LLC

CLEARVIEW TRADING ADVISORS, INC.

LAIDLAW & COMPANY (UK) LTD.

AEGIS CAPITAL CORP.

JOSEPH GUNNAR & CO. LLC

KUHNS BROTHERS SECURITIES CORPORATION

CASIMIR CAPITAL L.P.

SANDS BROTHERS & CO., LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2002

Series 63

Date: 8/31/1999

Series 82TO

Date: 4/10/2024

Series 22TO

Date: 4/10/2024

Series 6TO

Date: 4/10/2024

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/24/1999

Series 14

Date: 4/18/2024

Series 26

Date: 4/10/2024

Series 24

Date: 8/21/2002

FINRA

Current Firm

CLEARVIEW TRADING ADVISORS, INC.

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CLEARVIEW TRADING ADVISORS, INC.

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