Shyam M. Mayadev

CAPITAL CITY ASSET MANAGEMENT GROUP

COLUMBUS, OH 43235

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CRD#: 323870

Professional summary

Shyam Madhusudan Mayadev is a registered financial advisor currently at CAPITAL CITY ASSET MANAGEMENT GROUP, LLC located in Columbus, Ohio and CAPITAL CITY SECURITIES, LLC located in Powell, Ohio.

Shyam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Shyam has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mayadev Pension & Financial Services 9477 La Jolla Shores Dr La Jolla CA 92037 1/1/1978 Industry Related Retirement & trust assets organizing, Reporting/administration services; Independent Insurance Agent that sells and services health, fixed Annuities, and life insurance Owner/Sole Proprietor Operated with Personal Assets 3 hours per week None during market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shyam Madhusudan Mayadev's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2015 - Present

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

Office #1: 2492 W. Dublin Granville Rd., Columbus, OH 43235

RIA

CRD#: 134008

COLUMBUS, OH

Current

September 25, 2014 - Present

CAPITAL CITY SECURITIES, LLC

Office #1: 3789 Attucks Dr, Powell, OH 43065

CRD#: 146001

Powell, OH

Past

January 2, 2009 - January 8, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

COLUMBUS, OH

Past

October 18, 1999 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

COLUMBUS, OH

Past

August 26, 1986 - October 1, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

COLUMBUS, OH

Past

May 5, 1986 - May 9, 1986

LOWE & ASSOCIATES, INC.

CRD#: 7228

Past

March 13, 1974 - April 6, 1978

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/4/2015)

Ohio
(9/26/2014)

IAR

Ohio
(3/9/2015)

South Carolina
(5/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/9/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/24/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP

CRD#: 134008 / SEC#: 801-64792

RIA

Registered Investment Advisory firm - (11/24/2017 Terminated)

Florida

Registered Investment Advisory firm - (10/5/2017 Approved)

New York

Registered Investment Advisory firm - (12/16/2016 Approved)

North Carolina

Registered Investment Advisory firm - (4/21/2010 Terminated)

Ohio

Registered Investment Advisory firm - (7/21/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3789 Attucks Dr, Powell, OH 43065

Mailing Address

Phone number

(614) 485-0803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 43,328,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Shyam M. Mayadev

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shyam Madhusudan Mayadev's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CITY SECURITIES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LOWE & ASSOCIATES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/15/1986

Series 1

Date: 3/9/1974

Series 51

Date: 9/24/2003

Series 24

Date: 5/26/1999

FINRA

Current Firm

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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