JC
Joseph M. Charneske
CETERA INVESTMENT ADVISERS LLC
BANNOCKBURN, IL 60015
Some features on this profile are disabled
CRD#: 3238683
JC
Professional summary
Joseph Michael Charneske is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bannockburn, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Bannockburn, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CHICAGO CAPITAL INVESTORS II, LLC. REAL ESTATE HOLDING COMPANY. PARTNER/CEO OF CCI.-SINCE 1/2001. OTHER PARTNERS: FATHER-IN-LAW.-OVERSEE & TRACK INVESTMENTS-1HR/WK.2)PROPERTY OWNER-MANAGING PRTNR SINCE 1/01-REVIEW BOOKS & RECS.3)PUB ACCTG, AUDITING & INCOME TAX PREP-PARTNER SINCE ?-ACCTG SVCS PROVIDED TO CLIENTS-30-60HR/WK.4)SMALL BKKPG CONSUL-OWNER SINCE ?-BOOKKPG, QUICKBOOKS TRNG, BUS CONSUL-2-5HR/WK.5)COLLEGE-TEACHING INSTRUCTOR-TEACH CLASSES-1HR/WK.6)CHARITY FOUND-TREASURER SINCE ?-OVERSEE FIN ASSETS & PREP MNTHLY FIN STMTS/REVIEW AUDIT-2-5HR/WK.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Michael Charneske's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2101 Waukegan Road Suite 210, Bannockburn, IL 60015RIA
CRD#: 105644
BANNOCKBURN, IL
Current
June 30, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2101 Waukegan Road Suite 210, Bannockburn, IL 60015BD
CRD#: 10358
Bannockburn, IL
Past
January 28, 2002 - July 2, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
RIA
CRD#: 105560
BANNOCKBURN, IL
Past
July 7, 1999 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/30/2004)
RR
Illinois(6/30/2004)
IAR
Illinois(7/2/2004)
RR
Missouri(1/2/2025)
RR
Wisconsin(6/30/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
