David C. Taylor

MTM INVESTMENT MANAGEMENT

Spartanburg, SC 29302

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CRD#: 3238186

Professional summary

David Cordell Taylor, CFP®, who also goes by David C Taylor, is a registered financial advisor currently at MTM INVESTMENT MANAGEMENT, LLC located in Spartanburg, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David C Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) D.C. Taylor & Co., LLC; Not Investment Related; 1160 Woodburn Road, Spartanburg, SC 29302; This entity is a holding company; Manager; September 26, 2006; 5 hours per month are dedicated to this business and 0 hours during securities trading hours; Duties include management of the entity; (2) Taylor and Moore Holdings, LLC; Investment-Related; 2645 Country Club Road, Spartanburg, SC 29302; This entity provides certain administrative services to a private investment fund; Manager and Indirect Owner; January 10, 2023; 10 hours per month are dedicated to this business, including 5 hours during securities trading hours; Duties include management of the entity, which provides certain administrative services to a private investment fund; (3) Spartanburg Day School Investment Committee; Investment-Related; 1701 Skylyn Drive, Spartanburg, SC 29307; The Investment Committee reviews the investments of Spartanburg Day School; Member of the Investment Committee; January 2023; 1 hour per month is dedicated to this business, including 0.5 hours during securities trading hours; duties include assisting with reviewing the investments of Spartanburg Day School.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Cordell Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

September 28, 2018 - Present

MTM INVESTMENT MANAGEMENT, LLC

Office #1: 812 East Main Street, Spartanburg, SC 29302

RIA

CRD#: 297500

Spartanburg, SC

Past

March 29, 2011 - September 28, 2018

MCHAM TAYLOR & CO.

RIA

CRD#: 155378

SPARTANBURG, SC

Past

January 2, 2009 - April 4, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SPARTANBURG, SC

Past

November 5, 2001 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SPARTANBURG, SC

Past

October 19, 2001 - April 4, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SPARTANBURG, SC

Past

August 13, 1999 - October 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTM INVESTMENT MANAGEMENT, LLC

CRD#: 297500 / SEC#: 801-113650

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/28/2018)

IAR

Texas
(11/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/1999

General Securities Representative Examination

Current Firm

MTM INVESTMENT MANAGEMENT, LLC

CRD#: 297500 / SEC#: 801-113650

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

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Contact information

Main Address

812 East Main Street, Spartanburg, SC 29302

Mailing Address

Phone number

(864) 582-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MTM INVESTMENT MANAGEMENT BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,029
AUM (Assets Under Management)	$ 621,291,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Cordell Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

MTM INVESTMENT MANAGEMENT, LLC

MCHAM TAYLOR & CO.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MTM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/1999

Series 7

Date: 8/13/1999

Current Firm

MTM INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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