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TS

Timothy J. Schneider

"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
SAN DIEGO, CA 92101
Some features on this profile are disabled
CRD#: 3238162
TS

Professional summary

Timothy James Schneider, CFP®, who also goes by Tim J Schneider, Timothy J Schneider, Timothy J Tischer, is a registered financial advisor currently at "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" located in San Diego, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Timothy has worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tim J Schneider | Timothy J Schneider | Timothy J Tischer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Schneider's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

July 10, 2013 - Present

"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

Office #1: 402 West Broadway Road, San Diego, CA 92101
RIA
CRD#: 160657
SAN DIEGO, CA
Past

May 5, 2011 - June 28, 2013

ADVANCED PRACTICE ADVISORS, LLC

RIA
CRD#: 154084
DEL MAR, CA
Past

June 1, 2009 - May 10, 2011

MORGAN STANLEY

RIA
CRD#: 149777
SAN DIEGO, CA
Past

June 1, 2009 - May 10, 2011

MORGAN STANLEY

BD
CRD#: 149777
SAN DIEGO, CA
Past

August 1, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SAN DIEGO, CA
Past

July 31, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SAN DIEGO, CA
Past

October 28, 2005 - July 31, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN DIEGO, CA
Past

October 28, 2005 - July 31, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN DIEGO, CA
Past

March 25, 2002 - December 16, 2004

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
"A
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" | WALLACE ASSET MANAGEMENT | TATE ASSET MANAGEMENT, INCORPORATED | TATE ASSET MANAGEMENT | RETIRE SD | PRO-VISION WEALTH MANAGEMENT | ONE WISE ADVISOR | LIBERTY SOLUTIONS ADVISORS | J & F WEALTH MANAGEMENT | DCO WEALTH MANAGEMENT | ACAS, LLC

CRD#: 160657 / SEC#: 801-110370

RIA
Registered Investment Advisory firm - (4/24/2017 Approved)
California
Registered Investment Advisory firm - (5/28/2017 Terminated)
Texas
Registered Investment Advisory firm - (4/28/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/10/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 8/21/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2001
General Securities Representative Examination

Current Firm

"A
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" | WALLACE ASSET MANAGEMENT | TATE ASSET MANAGEMENT, INCORPORATED | TATE ASSET MANAGEMENT | RETIRE SD | PRO-VISION WEALTH MANAGEMENT | ONE WISE ADVISOR | LIBERTY SOLUTIONS ADVISORS | J & F WEALTH MANAGEMENT | DCO WEALTH MANAGEMENT | ACAS, LLC

CRD#: 160657 / SEC#: 801-110370

RIA
Registered Investment Advisory firm - (4/24/2017 Approved)
California
Registered Investment Advisory firm - (5/28/2017 Terminated)
Texas
Registered Investment Advisory firm - (4/28/2017 Terminated)
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Contact information

Main Address
5531 Cancha De Golf Suite #105, Rancho Santa Fe, CA 92091
Mailing Address
Phone number
(888) 500-9267
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TATE ASSET MANAGEMENT ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts624
AUM (Assets Under Management)$ 322,995,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

CRD#: 160657San Diego, CA 92101

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