PS
Peter F. Staubitz
STRATEGIC ADVISERS LLC
LAFAYETTE, CO
Some features on this profile are disabled
CRD#: 3238144
PS
Professional summary
Peter F. Staubitz, who also goes by Peter Frederick Staubitz, Peter Staubitz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lafayette, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 11 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Frederick Staubitz | Peter Staubitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peter F. Staubitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039RIA
CRD#: 104555
LAFAYETTE, CO
Current
October 27, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
December 21, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
December 15, 2014 - August 17, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOULDER, CO
Past
December 8, 2014 - August 17, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOULDER, CO
Past
December 12, 2006 - April 29, 2014
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
ENGLEWOOD, CO
Past
September 19, 2005 - April 29, 2014
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
ENGLEWOOD, CO
Past
November 18, 2004 - June 30, 2005
PETRA TRADING GROUP LLC
BD
CRD#: 131347
ST. CHARLES, IL
Past
March 3, 2003 - January 23, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
BOLINGBROOK, IL
Past
November 4, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
BD
CRD#: 33848
MONTEBELLO, NY
Past
January 17, 2002 - July 31, 2002
MARKET WISE SECURITIES, LLC
BD
CRD#: 45269
CHICAGO, IL
Past
April 24, 2001 - August 6, 2002
TERRA NOVA FINANCIAL, LLC
BD
CRD#: 37761
NEW YORK, NY
Past
December 14, 1999 - October 23, 2000
TERRA NOVA FINANCIAL, LLC
BD
CRD#: 37761
NEW YORK, NY
Past
June 11, 1999 - November 12, 1999
MF GLOBAL INC.
BD
CRD#: 6731
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2020)
RR
Alaska(10/30/2020)
RR
Arizona(10/30/2020)
RR
Arkansas(10/30/2020)
RR
California(10/30/2020)
RR
Colorado(10/28/2020)
IAR
Colorado(3/31/2025)
RR
Connecticut(10/30/2020)
RR
Delaware(10/30/2020)
RR
District of Columbia(10/30/2020)
RR
Florida(10/30/2020)
RR
Georgia(10/30/2020)
RR
Hawaii(10/30/2020)
RR
Idaho(10/30/2020)
RR
Illinois(11/19/2020)
RR
Indiana(10/30/2020)
RR
Iowa(10/30/2020)
RR
Kansas(10/30/2020)
RR
Kentucky(10/30/2020)
RR
Louisiana(10/30/2020)
RR
Maine(10/30/2020)
RR
Maryland(10/30/2020)
RR
Massachusetts(10/30/2020)
RR
Michigan(10/30/2020)
RR
Minnesota(10/30/2020)
RR
Mississippi(10/30/2020)
RR
Missouri(10/30/2020)
RR
Montana(10/30/2020)
RR
Nebraska(10/30/2020)
RR
Nevada(10/30/2020)
RR
New Hampshire(10/30/2020)
RR
New Jersey(10/30/2020)
RR
New Mexico(10/30/2020)
RR
New York(10/30/2020)
RR
North Carolina(10/30/2020)
RR
North Dakota(10/30/2020)
RR
Ohio(11/2/2020)
RR
Oklahoma(10/30/2020)
RR
Oregon(10/30/2020)
RR
Pennsylvania(10/30/2020)
RR
Puerto Rico(10/30/2020)
RR
Rhode Island(10/30/2020)
RR
South Carolina(10/30/2020)
RR
South Dakota(10/30/2020)
RR
Tennessee(10/30/2020)
RR
Texas(10/30/2020)
IAR
Texas(3/31/2025)
RR
Utah(10/30/2020)
RR
Vermont(10/30/2020)
RR
Virgin Islands(10/30/2020)
RR
Virginia(10/30/2020)
RR
Washington(10/30/2020)
RR
West Virginia(10/30/2020)
RR
Wisconsin(10/30/2020)
RR
Wyoming(10/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/18/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
