Joseph J. Gelly

FORESIDE FUND SERVICES

Boston, MA 02116

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CRD#: 3237367

Professional summary

Joseph James Gelly, who also goes by Joe Gelly, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Boston, Massachusetts.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, Series 3, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Gelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph James Gelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 75 Arlington Ave, Boston, MA 02116

CRD#: 46106

Boston, MA

Past

August 31, 2018 - September 29, 2021

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

Past

December 13, 2016 - August 2, 2017

MMC SECURITIES LLC

CRD#: 103846

BOSTON, MA

Past

June 15, 2016 - September 7, 2016

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

CRD#: 329

SEATTLE, WA

Past

April 5, 2010 - June 15, 2016

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

NEW YORK, NY

Past

March 30, 2009 - April 5, 2010

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

October 6, 1999 - January 22, 2008

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 11/17/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/12/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/25/2024

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/25/2020

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Gelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph James Gelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENTS, LLC

MMC SECURITIES LLC

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

SEI INVESTMENTS DISTRIBUTION CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/2025

Series 65

Date: 11/12/1999

Series 7TO

Date: 3/25/2024

Series 3

Date: 9/25/2020

SIE

Date: 10/1/2018

Series 7

Date: 10/5/1999

Series 24

Date: 3/25/2024

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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