Lynn F. Resch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Fran Resch, who also goes by Lynn Einhorn, Lynn Fran Taub, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1999. Lynn had worked at 3 firms and has passed the Series 63, Series 11 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2012 - January 28, 2020
BESTVEST INVESTMENTS, LTD.
November 30, 2000 - September 27, 2010
BESTVEST INVESTMENTS, LTD.
June 7, 2000 - November 2, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 31, 1999 - June 7, 2000
FIRST LIBERTY INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 7/8/2013
Assistant Representative-Order Processing Qualification ExamCurrent Firm
BESTVEST INVESTMENTS, LTD.
CRD#: 40302 / SEC#: , 8-49007
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OC HOLDINGS LLC | OWNER | |
| COONEY, WILLIAM GRESHAM | CHIEF COMPLIANCE OFFICER | 1333702 |
| OCONNOR, JAMES WILLIAM | PRESIDENT AND FINANCIAL PRINCIPAL |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
