Kathleen M. Ritchie

DRUCKER WEALTH

New York, NY

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CRD#: 3236470

Professional summary

Kathleen Marie Ritchie, CFP®, who also goes by Kitty Ritchie, is a registered financial advisor currently at DRUCKER WEALTH located in New York, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Woodcliff Lake, New Jersey.

Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kathleen has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kitty Ritchie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Drucker Financial Group DBA Drucker Wealth Management. Investment Related. At registered location. RIA. Agent. Start date: 2/2025. 160 hrs/month; all during trading hours. Provide advice to clients. 2. 155 East 49th Street Cooperative. Not Investment Related. 155 East 49th Street, New York, NY 10017. Cooperative Owners Association. Board Member. Start date: 1/2/2014. Less than 10 hrs/month, all during trading hours. Service in treasury function, such as budget planning. No check privileges. 3. KMR Enterprise. Investment Related. 274 Hopper Road, Williamstown, MA 01267. Business/Office Management. Owner. Start Date: 12/2016. 25 hrs/month; 10 hrs/month during trading hours. Managing Office Employees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Marie Ritchie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

February 9, 2024 - Present

DRUCKER WEALTH

RIA

CRD#: 328909

New York, NY

Current

June 4, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 50 Tice Blvd Suite 340, Woodcliff Lake, NJ 07677

CRD#: 35747

Woodcliff Lake, NJ

Past

March 19, 2021 - February 12, 2024

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

NEW YORK, NY

Past

October 21, 2009 - February 12, 2024

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

NEW YORK, NY

Past

August 19, 1999 - February 19, 2008

W. P. STEWART SECURITIES LLC

CRD#: 40964

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DRUCKER WEALTH

DRUCKER WEALTH | DRUCKER WEALTH, LLC | DRUCKER WEALTH 3.0, LLC

CRD#: 328909 / SEC#: 801-129473

RIA

Registered Investment Advisory firm - (2/6/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(6/4/2025)

New Jersey
(6/4/2025)

IAR

New York
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/23/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/4/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DRUCKER WEALTH

DRUCKER WEALTH | DRUCKER WEALTH, LLC | DRUCKER WEALTH 3.0, LLC

CRD#: 328909 / SEC#: 801-129473

RIA

Registered Investment Advisory firm - (2/6/2024 Approved)

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Contact information

Main Address

Mahwah, NJ

Mailing Address

50 Tice Boulevard Suite 340, Woodcliff Lake, NJ 07677

Phone number

(212) 681-0460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM DISCLOSURE BROCHURE (9/25/2025)

Regulatory assets under management

Total Number of Accounts	2,985
AUM (Assets Under Management)	$ 665,989,896

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kathleen M. Ritchie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Marie Ritchie's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

W. P. STEWART SECURITIES LLC

Primary Firm SEC Registration

DRUCKER WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/2010

Series 65

Date: 4/4/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/7/1999

Series 24

Date: 3/30/2000

FINRA

Current Firm

DRUCKER WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DRUCKER WEALTH

TRUST BUT VERIFY

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