DM
David M. Muntz
MUNTZ FINANCIAL
Doylestown, PA 18901
Some features on this profile are disabled
CRD#: 3236250
DM
Professional summary
David Michael Muntz, AIF® is a registered financial advisor currently at MUNTZ FINANCIAL, LLC located in Doylestown, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I currently own real estate property as an investment. This property is passively managed and the time spent is less than 5 hours annually. The property is currently jointly held with my wife or in trust. Additionally, I volunteer as a little league coach for the WWSO 12u and 10u softball teams in Warrington, PA. The time spent on this activity is less than an hour per week,during working hours and about 7 hours during not working hours. 2) The McKeown Foundation; Not Investment Related; Location: P.O. Box 291 Dresher PA 19025 United States; Position Title: Board Member/ Treasurer; Responsibilities Duties: Assisting the Chairman of the Board with any foundation related items, especially related to the foundation's finances and donor related issues. Communication with the foundation's accountants and bookkeeper to assist in tax reporting and reconciliation; Start date: 2021-12-16; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 20. 3) Board Member/ Treasurer; The McKeown Foundation; Is the business investment related: No; Location of the business: 3247 Pebblewood Ln Dresherr PA 19025 USA; Description of the business: 501(c)(3) charitable organization dedicated to bringing awareness and financial support for families dealing with primary family care for Alzheimer's/ Dementia.; Responsibilities Duties: Standard board duties and financial reporting of foundation financial conditions; Start date with business: 2021-01-01; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Muntz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 8, 2008 - Present
MUNTZ FINANCIAL, LLC
Office #1: 108 N. Main Street Suite 202, Doylestown, PA 18901RIA
CRD#: 145971
Doylestown, PA
Past
February 15, 2007 - January 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BLUE BELL, PA
Past
February 9, 2007 - January 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BLUE BELL, PA
Past
October 4, 2004 - February 20, 2007
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
EAGLEVILLE, PA
Past
July 29, 2004 - February 20, 2007
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
EAGLEVILLE, PA
Past
May 10, 2004 - July 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
TREVOSE, PA
Past
February 17, 2004 - July 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
November 22, 2002 - February 18, 2003
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
HORSHAM, PA
Past
January 27, 2000 - February 18, 2003
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MUNTZ FINANCIAL, LLC
JKL RETIREMENT | MUNTZ FINANCIAL, LLC | MUNTZ FINANCIAL
CRD#: 145971 / SEC#: 801-131242
RIA
Registered Investment Advisory firm - (10/3/2024 Approved)New Jersey
Registered Investment Advisory firm - (12/17/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/18/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(7/12/2012)
IAR
Pennsylvania(1/8/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MF
MUNTZ FINANCIAL, LLC
JKL RETIREMENT | MUNTZ FINANCIAL, LLC | MUNTZ FINANCIAL
CRD#: 145971 / SEC#: 801-131242
RIA
Registered Investment Advisory firm - (10/3/2024 Approved)New Jersey
Registered Investment Advisory firm - (12/17/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/18/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
108 N. Main Street Suite 202, Doylestown, PA 18901
Mailing Address
Phone number
(215) 262-6909
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 229 |
| AUM (Assets Under Management) | $ 153,190,676 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
