Manohar Bahl
Professional summary
Manohar Bahl, AIF®, who also goes by Martin Bahl, is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Southfield, Michigan.
Manohar is registered as a RR (Registered Representative) and started their career in finance in 1999. Manohar has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Manohar Bahl's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2014 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 25899 Twelve Mile Road Suite 380, Southfield, MI 48034September 22, 2010 - July 3, 2014
SECURITIES AMERICA, INC.
August 4, 2005 - September 29, 2010
EQUITAS AMERICA, LLC
June 30, 2004 - August 25, 2005
CETERA FINANCIAL SPECIALISTS LLC
September 10, 1999 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2014)
(8/18/2017)
(1/19/2021)
(1/19/2021)
(6/5/2014)
(3/20/2017)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(1/16/2020)
(2/15/2019)
Exams
FINRA
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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