Linda L. Doughty
Professional summary
Linda L Doughty, who also goes by Linda Lyons Doughty, Linda Gayle Lyons, Linda Lyons Wise, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Shreveport, Louisiana.
Linda is registered as a RR (Registered Representative) and started their career in finance in 1999. Linda has worked at 7 firms and has passed the Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Linda L Doughty's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2024 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 830 Pierremont Rd Ste A, Shreveport, LA 71106March 5, 2013 - March 17, 2022
STATE FARM VP MANAGEMENT CORP.
May 31, 2008 - December 6, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
May 3, 2007 - May 31, 2008
CAPITAL ONE INVESTMENTS, LLC
July 6, 2005 - January 3, 2007
CHASE INVESTMENT SERVICES CORP.
July 7, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
February 14, 2000 - July 13, 2001
AMSOUTH INVESTMENT SERVICES, INC.
June 25, 1999 - February 14, 2000
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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