Catherine M. Magana
Professional summary
Catherine Mary Magana, CFP®, who also goes by Catherine M Fierro, Catherine Magana, is a registered financial advisor currently at WWM FINANCIAL located in Carlsbad, California.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Catherine has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Mary Magana's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
July 29, 2011 - Present
WWM FINANCIAL
Office #1: 2131 Palomar Airport Rd Suite 330, Carlsbad, CA 92011July 29, 2011 - December 31, 2017
PURSHE KAPLAN STERLING INVESTMENTS
January 6, 2011 - August 23, 2011
MORGAN STANLEY
January 6, 2011 - August 23, 2011
MORGAN STANLEY
April 22, 2002 - January 6, 2011
CITIGROUP GLOBAL MARKETS INC.
December 6, 2000 - January 6, 2011
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
WWM FINANCIAL
CRD#: 157620 / SEC#: 801-72588
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/29/2011)
(7/21/2016)
Exams
Current Firm
WWM FINANCIAL
CRD#: 157620 / SEC#: 801-72588
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,548 |
| AUM (Assets Under Management) | $ 342,090,884 |
Red Flags
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