Timothy Nersten
Professional summary
Timothy Nersten, who also goes by Timothy Matthew Nersten, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Nersten's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917October 30, 2024 - January 29, 2025
MMM SECURITIES LLC
November 11, 2022 - July 3, 2024
TEMPLUM MARKETS LLC
January 14, 2022 - October 11, 2022
SECURITIZE MARKETS, LLC
March 22, 2007 - September 19, 2007
MILETUS TRADING, LLC
September 23, 2003 - January 17, 2020
LIQUIDNET, INC.
December 12, 2002 - May 20, 2003
SUNGARD GLOBAL EXECUTION SERVICES LLC
September 20, 2000 - September 10, 2003
NASDAQ EXECUTION SERVICES, LLC
June 7, 1999 - August 25, 2000
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/14/2001
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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