Christopher R. Weekes
Professional summary
Christopher Reynolds Weekes, who also goes by Christopher R Weekes Mr., Christopher R Weekes, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 79, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Reynolds Weekes's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017May 8, 2013 - April 11, 2024
COWEN AND COMPANY
November 28, 2011 - May 30, 2013
COWEN SECURITIES LLC
February 2, 2010 - November 28, 2011
MADISON WILLIAMS AND COMPANY
January 14, 2008 - February 3, 2010
OPPENHEIMER & CO. INC.
July 23, 2007 - January 14, 2008
CIBC WORLD MARKETS CORP.
March 27, 2003 - July 19, 2007
LABRANCHE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/12/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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