Warren S. Prelle
Professional summary
Warren Stuart Prelle is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Warren is registered as a RR (Registered Representative) and started their career in finance in 1999. Warren has worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Warren Stuart Prelle's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 9, 2014 - February 13, 2019
OSAIC FS, INC.
November 26, 2013 - February 13, 2019
OSAIC FS, INC.
July 12, 1999 - September 28, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2024)
(2/14/2025)
(2/14/2025)
(4/16/2025)
(1/29/2019)
(2/25/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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