JS
Jonathan S. Seymour
VICTORY CAPITAL SERVICES
Highlands Ranch, CO
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CRD#: 3235197
JS
Professional summary
Jonathan Stephen Seymour, who also goes by Jon Seymour, Jonathan S Seymour, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Highlands Ranch, Colorado.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1999. Jonathan has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jon Seymour | Jonathan S Seymour
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Stephen Seymour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2006 - Present
VICTORY CAPITAL SERVICES, INC.
BD
CRD#: 37059
Highlands Ranch, CO
Past
March 2, 2006 - July 26, 2007
FUNDS DISTRIBUTOR, LLC
BD
CRD#: 7174
GREENWOOD VILLAGE, CO
Past
May 8, 2004 - October 20, 2005
CNL SECURITIES CORP.
BD
CRD#: 10356
ORLANDO, FL
Past
June 10, 1999 - May 13, 2004
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2007)
RR
Alaska(1/2/2018)
RR
Arizona(1/2/2018)
RR
Arkansas(1/2/2018)
RR
California(1/2/2018)
RR
Colorado(1/2/2018)
RR
Connecticut(1/2/2018)
RR
Delaware(1/2/2018)
RR
District of Columbia(1/2/2018)
RR
Florida(1/2/2018)
RR
Georgia(1/2/2018)
RR
Hawaii(1/2/2018)
RR
Idaho(1/2/2018)
RR
Illinois(1/2/2018)
RR
Indiana(1/2/2018)
RR
Iowa(1/2/2018)
RR
Kansas(1/2/2018)
RR
Kentucky(1/2/2018)
RR
Louisiana(1/2/2018)
RR
Maine(1/2/2018)
RR
Maryland(1/2/2018)
RR
Massachusetts(1/2/2018)
RR
Michigan(1/2/2018)
RR
Minnesota(1/2/2018)
RR
Mississippi(1/2/2018)
RR
Missouri(1/2/2018)
RR
Montana(1/2/2018)
RR
Nebraska(1/2/2018)
RR
Nevada(1/2/2018)
RR
New Hampshire(1/2/2018)
RR
New Jersey(1/2/2018)
RR
New Mexico(1/2/2018)
RR
New York(1/2/2018)
RR
North Carolina(7/24/2007)
RR
North Dakota(1/2/2018)
RR
Ohio(1/3/2018)
RR
Oklahoma(1/2/2018)
RR
Oregon(1/2/2018)
RR
Pennsylvania(1/2/2018)
RR
Puerto Rico(1/2/2018)
RR
Rhode Island(1/2/2018)
RR
South Carolina(7/24/2007)
RR
South Dakota(1/2/2018)
RR
Tennessee(1/2/2018)
RR
Texas(1/2/2018)
RR
Utah(1/2/2018)
RR
Vermont(1/2/2018)
RR
Virginia(7/24/2007)
RR
Washington(1/2/2018)
RR
West Virginia(7/24/2007)
RR
Wisconsin(1/2/2018)
RR
Wyoming(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICTORY CAPITAL SERVICES, INC.
CHS INVESTMENT SERVICES, INC. | VICTORY INCOME INVESTORS | VICTORY FUNDS | VICTORY CAPITAL SERVICES, INC. | VICTORY CAPITAL ADVISERS, INC. | TRIVALENT INVESTMENTS | THE ONE GROUP SERVICES COMPANY | SYCAMORE CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | ONE GROUP SERVICES COMPANY (THE) | OGSC DISTRIBUTOR, INC. | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | INTEGRITY ASSET MANAGEMENT
CRD#: 37059 / SEC#: , 8-47577
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Phone number
(216) 898-2400
Established
Delaware since 06/03/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
