MK
Michael J. Kosmak
CETERA INVESTMENT ADVISERS LLC
MINNETONKA, MN 55305
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CRD#: 3235047
MK
Professional summary
Michael Jason Kosmak, who also goes by Mike Kosmak, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minnetonka, Minnesota and CETERA WEALTH SERVICES, LLC located in Minnetonka, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 3 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Kosmak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED: YES,
POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE,
BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC;
(2) NAME OF OTHER BUSINESS: BENNETT, MASTIN AND KOSMAK INC.,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERED LOCATION,
NATURE OF BUSINESS: DBA FOR BRANCH,
STARTED 2/2017
POSITION/TITLE/RELATIONSHIP: CO-OWNER,
APX NUMBER OF HOURS PER MONTH: 40-120,
BRIEF DESCRIPTION OF DUTIES: OSJ, TRAINING, REP/ADMIN, COACHING SUPPORT;
(3) NAME OF OTHER BUSINESS: LANGDON ST. CONSULTANTS, INC.
INVESTMENT RELATED: NO,
ADDRESS: MINNEAPOLIS, MN,
NATURE OF BUSINESS: TECHNOLOGY CONSULTING,
POSITION/TITLE/RELATIONSHIP: OWNER, PRESIDENT,
APX NUMBER OF HOURS PER MONTH: 40-120,
BRIEF DESCRIPTION OF DUTIES: PROVIDE TECHNOLOGY ADVICE;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jason Kosmak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305RIA
CRD#: 105644
MINNETONKA, MN
Current
December 6, 1999 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305BD
CRD#: 13572
Minnetonka, MN
Past
April 23, 2012 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
July 1, 1999 - December 6, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/13/2025)
RR
Arizona(3/14/2025)
RR
California(6/9/2025)
RR
Florida(1/13/2025)
RR
Hawaii(1/13/2025)
RR
Idaho(1/13/2025)
RR
Illinois(4/15/2004)
RR
Kansas(1/13/2025)
RR
Minnesota(12/6/1999)
IAR
Minnesota(6/29/2023)
RR
Nebraska(11/15/2004)
RR
Nevada(6/6/2025)
RR
New Mexico(1/13/2025)
RR
Pennsylvania(6/6/2025)
RR
South Carolina(6/6/2025)
RR
Texas(1/2/2019)
IAR
Texas(6/29/2023)
RR
Wisconsin(7/14/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
