Lori L. Hall
Professional summary
Lori Lynn Hall, AIF®, who also goes by Lori Lynn Cole, Lori Hall, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in Columbus, Ohio.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1999. Lori has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Lynn Hall's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2022 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 325 John Mcconnell Boulevard Suite 350, Columbus, OH 43215July 29, 2013 - July 12, 2022
NATIONWIDE INVESTMENT ADVISORS, LLC
December 11, 2000 - July 12, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 22, 1999 - December 31, 2000
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2023)
(3/24/2023)
Exams
FINRA
Current Firm
MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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