Dudley J. Norman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dudley Jerome Norman was a registered financial advisor .
Dudley is a previously registered financial advisor and started their career in finance in 2001. Dudley had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2011 - July 21, 2011
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
January 21, 2011 - July 21, 2011
J.P. TURNER & COMPANY, L.L.C.
April 14, 2009 - October 29, 2009
COLONIAL ASSET MANAGEMENT INC
April 7, 2009 - October 30, 2009
COLONIAL BROKERAGE, INC.
June 11, 2008 - April 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
October 20, 2004 - April 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 12, 2001 - October 20, 2004
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
CRD#: 124446 / SEC#: 801-67970
Contact information
Red Flags
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