CH
Cindy L. Hiers
STRATEGIC ADVISERS LLC
FT LAUDERDALE, FL
Some features on this profile are disabled
CRD#: 3234232
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Professional summary
Cindy Lee Hiers, who also goes by Cindy L Hiers, Cindy Lee Hiers, Cindy Lee Schmutz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ft Lauderdale, Florida and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Cindy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Cindy has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy L Hiers | Cindy Lee Hiers | Cindy Lee Schmutz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-106188|OrgNmn:Neora|Org Addr:Dallas,Texas,US|OBA Nature:Health, Wellness and Beauty|Invst Rel:N|Title:Director Consumer Sales|Duties:Bring in customers that see value in the product - Not currently active|StrtDt:01-22-24|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Cindy Lee Hiers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FT LAUDERDALE, FL
Current
February 7, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
March 22, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FT LAUDERDALE, FL
Past
June 2, 2020 - February 6, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT LAUDERDALE, FL
Past
June 1, 2020 - February 6, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT LAUDERDALE, FL
Past
October 17, 2016 - April 24, 2020
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
SUNRISE, FL
Past
June 11, 2015 - April 24, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SUNRISE, FL
Past
June 1, 2009 - September 26, 2014
MORGAN STANLEY
RIA
CRD#: 149777
BOCA RATON, FL
Past
June 1, 2009 - September 26, 2014
MORGAN STANLEY
BD
CRD#: 149777
BOCA RATON, FL
Past
March 5, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BOCA RATON, FL
Past
February 27, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BOCA RATON, FL
Past
June 5, 2007 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOCA RATON, FL
Past
January 10, 2006 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOCA RATON, FL
Past
April 25, 2003 - January 6, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 25, 2003 - January 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
September 8, 2000 - October 4, 2002
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
FT LAUDERDALE, FL
Past
September 7, 2000 - October 4, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2024)
RR
Alaska(2/27/2024)
RR
Arizona(2/27/2024)
RR
Arkansas(2/27/2024)
RR
California(2/27/2024)
RR
Colorado(2/27/2024)
RR
Connecticut(2/27/2024)
RR
Delaware(2/27/2024)
RR
District of Columbia(2/27/2024)
RR
Florida(2/7/2024)
IAR
Florida(3/31/2025)
RR
Georgia(2/27/2024)
RR
Hawaii(2/27/2024)
RR
Idaho(2/27/2024)
RR
Illinois(2/27/2024)
RR
Indiana(2/27/2024)
RR
Iowa(2/27/2024)
RR
Kansas(2/27/2024)
RR
Kentucky(2/27/2024)
RR
Louisiana(2/27/2024)
RR
Maine(2/27/2024)
RR
Maryland(2/27/2024)
RR
Massachusetts(2/27/2024)
RR
Michigan(2/27/2024)
RR
Minnesota(2/27/2024)
RR
Mississippi(2/27/2024)
RR
Missouri(2/27/2024)
RR
Montana(2/27/2024)
RR
Nebraska(2/27/2024)
RR
Nevada(2/27/2024)
RR
New Hampshire(2/27/2024)
RR
New Jersey(2/27/2024)
RR
New Mexico(2/27/2024)
RR
New York(2/27/2024)
RR
North Carolina(2/7/2024)
RR
North Dakota(2/27/2024)
RR
Ohio(2/28/2024)
RR
Oklahoma(2/27/2024)
RR
Oregon(2/27/2024)
RR
Pennsylvania(2/27/2024)
RR
Puerto Rico(2/27/2024)
RR
Rhode Island(2/27/2024)
RR
South Carolina(2/27/2024)
RR
South Dakota(2/27/2024)
RR
Tennessee(2/27/2024)
RR
Texas(2/27/2024)
IAR
Texas(3/31/2025)
RR
Utah(2/27/2024)
RR
Vermont(2/27/2024)
RR
Virgin Islands(2/27/2024)
RR
Virginia(2/27/2024)
RR
Washington(2/27/2024)
RR
West Virginia(2/27/2024)
RR
Wisconsin(2/27/2024)
RR
Wyoming(2/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
