RW
Ralph C. Watson
CONCURRENT INVESTMENT ADVISORS
Alpharetta, GA 30009
Some features on this profile are disabled
CRD#: 3233928
RW
Professional summary
Ralph Corley Watson III, CFP®, who also goes by Ralph C Watson, Ralph Corley Watson, is a registered financial advisor currently at CONCURRENT INVESTMENT ADVISORS, LLC located in Alpharetta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Alpharetta, Georgia.
Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ralph has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ralph C Watson | Ralph Corley Watson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Concurrent dba Lumature Wealth Parners LLC. Investment Related. At the registered location. Independent RIA. Advisor. IAR. 06/2020. 160 Hours/ month. 160 trading hours/ month. Financial Advisor. 2. Fixed Insurance. Investment Related. At the Registered Location. Non-variable Insurance. Agent. 06/2020.2-10 Hours per month. 2-10 Hours per month during trading hours. Life Insurance Agent. 3. Pinewood Preparatory. Investment Related. 1114 Orangeburg Rd, Summerville, SC, 29483, United States. Non-profit. Finance/Investment Committee Member. Committee Member. 06/2020. 2-10Hours. 0-1 per month devoted during trading hours. Review Budgets and report to the Board. 4. Lumature Watson, LLC. Not Investment Related. 2325 Lakeview Pkwy Ste 175, Alpharetta, GA, 30009. Holding company. Owner. Owner. 06/2020. 1 hour/ Monthly. 0 hours monthly during training. Admin. 5. Merchant Wealth Partners - Stock Swap. Investment-related. At registered location. Operating LLC. Owner. 07/2025. 0 hrs/month. 0 hrs during trading hrs. No compensation is received, this is an exchange of equity ownership between the registered reps. DBA LLC and Merchant Wealth Partners. No services are conveyed in relation to this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ralph Corley Watson III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
October 2, 2023 - Present
CONCURRENT INVESTMENT ADVISORS, LLC
Office #1: 2325 Lakeview Parkway Suite 175, Alpharetta, GA 30009RIA
CRD#: 323135
Alpharetta, GA
Current
October 1, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2325 Lakeview Parkway Suite 175, Alpharetta, GA 30009BD
CRD#: 35747
Alpharetta, GA
Past
June 4, 2020 - November 16, 2023
LUMATURE WEALTH PARTNERS, LLC
RIA
CRD#: 309049
SUMMERVILLE, SC
Past
June 3, 2020 - October 3, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Alpharetta, GA
Past
November 1, 2017 - June 8, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ALPHARETTA, GA
Past
June 18, 2013 - June 27, 2020
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
ALPHARETTA, GA
Past
June 14, 2013 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
ALPHARETTA, GA
Past
September 21, 2007 - November 15, 2013
PROFESSIONAL PLANNING ADVISORS,LLC
RIA
CRD#: 126471
ROSWELL, GA
Past
November 13, 2000 - June 14, 2013
PPA INVESTMENTS, INC.
BD
CRD#: 15869
ROSWELL, GA
Past
July 30, 1999 - September 1, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONCURRENT INVESTMENT ADVISORS, LLC
44 MANAGEMENT | WINE COUNTRY WEALTH | WEALTH PARTNERS ALLIANCE | VENN WEALTH MANAGEMENT | VALENTA CAPITAL MANAGEMENT | TIDWELL-PREMOCK-BASILONE PRIVATE WEALTH MANAGEMENT | THE WEALTH STEWARDS | THE HAMILTON GROUP | TAILORMADE WEALTH COUNSEL | T7 LEGACY | STAMPER WEALTH & RETIREMENT GROUP | SPHINX ADVISORY GROUP | SPECTRUM WEALTH PARTNERS | SAUER WEALTH MANAGEMENT | PRICE FINANCIAL MANAGEMENT | OLD TOWN ADVISORS | NEXT RETIREMENT SOLUTIONS | MAVERICK WEALTH ADVISORS | MATT WIGREN & LAURA CHRISTOFFERSON | LUMATURE WEALTH PARTNERS | LINDAMOOD FINANCIAL GROUP | LEGACY PRIVATE WEALTH PARTNERS | LAURUS FINANCIAL GROUP | KEATON AND SAMS WEALTH MANAGEMENT | INSIGHT PRIVATE WEALTH | HUDSON WEALTH MANAGEMENT | HEARTLAND WEALTH MANAGEMENT | HEAD RETIREMENT & WEALTH STRATEGIES | HARRIMAN HALL WEALTH | GRH WEALTH MANAGEMENT | GREAT BASIN ASSET MANAGEMENT | FIG GARDEN WEALTH MANAGEMENT | FAMILY WEALTH SOLUTIONS | ENGLESTAD WEALTH ADVISORS | ELEVATE FAMILY PARTNERS | EAGLE CAPITAL | DAS WEALTH MANAGEMENT GROUP | DANIELSON TATE CAPITAL PARTNERS | CROWNMARK WEALTH ADVISORS | COX, KLUGH AND CO. | CORNERSTONE PRIVATE WEALTH PARTNERS | CONCURRENT RETIREMENT SOLUTIONS | CONCURRENT PRIVATE WEALTH | CONCURRENT INVESTMENT ADVISORS, LLC | CONCURRENT CORPORATE SOLUTIONS | CONCURRENT ADVISORS, LLC | CONCURRENT ADVISORS | COLUMBIA ASSOCIATES WEALTH MANAGEMENT GROUP | COLUMBIA ASSOCIATES | CILIBERTI & ASSOCIATES | CHIEF INVESTMENT OFFICE | CENTER STREET WEALTH MANAGEMENT | CANOPY ASSET MANAGEMENT | BRICK HOUSE WEALTH STRATEGIES | BMR RETIREMENT | AVENUES TO WEALTH FINANCIAL ADVISORS | ARKY MILLER FINANCIAL GROUP | ALLEGIANT WEALTH PARTNERS | ALDEN CAPITAL MANAGEMENT | ADELE FINANCIAL LLC | ADALAN PRIVATE WEALTH
CRD#: 323135 / SEC#: 801-126555
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2023)
RR
California(10/2/2023)
RR
Florida(10/2/2023)
RR
Georgia(10/2/2023)
IAR
Georgia(10/2/2023)
RR
Indiana(10/12/2023)
RR
Maryland(10/12/2023)
RR
Mississippi(10/11/2023)
RR
Missouri(10/3/2023)
RR
Nebraska(10/4/2023)
RR
North Carolina(10/4/2023)
RR
Pennsylvania(10/12/2023)
RR
Rhode Island(10/25/2023)
RR
South Carolina(10/11/2023)
IAR
South Carolina(10/11/2023)
RR
South Dakota(10/9/2024)
RR
Tennessee(10/12/2023)
RR
Texas(10/2/2023)
IAR
Texas(2/2/2024)
RR
Virginia(10/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CONCURRENT INVESTMENT ADVISORS, LLC
44 MANAGEMENT | WINE COUNTRY WEALTH | WEALTH PARTNERS ALLIANCE | VENN WEALTH MANAGEMENT | VALENTA CAPITAL MANAGEMENT | TIDWELL-PREMOCK-BASILONE PRIVATE WEALTH MANAGEMENT | THE WEALTH STEWARDS | THE HAMILTON GROUP | TAILORMADE WEALTH COUNSEL | T7 LEGACY | STAMPER WEALTH & RETIREMENT GROUP | SPHINX ADVISORY GROUP | SPECTRUM WEALTH PARTNERS | SAUER WEALTH MANAGEMENT | PRICE FINANCIAL MANAGEMENT | OLD TOWN ADVISORS | NEXT RETIREMENT SOLUTIONS | MAVERICK WEALTH ADVISORS | MATT WIGREN & LAURA CHRISTOFFERSON | LUMATURE WEALTH PARTNERS | LINDAMOOD FINANCIAL GROUP | LEGACY PRIVATE WEALTH PARTNERS | LAURUS FINANCIAL GROUP | KEATON AND SAMS WEALTH MANAGEMENT | INSIGHT PRIVATE WEALTH | HUDSON WEALTH MANAGEMENT | HEARTLAND WEALTH MANAGEMENT | HEAD RETIREMENT & WEALTH STRATEGIES | HARRIMAN HALL WEALTH | GRH WEALTH MANAGEMENT | GREAT BASIN ASSET MANAGEMENT | FIG GARDEN WEALTH MANAGEMENT | FAMILY WEALTH SOLUTIONS | ENGLESTAD WEALTH ADVISORS | ELEVATE FAMILY PARTNERS | EAGLE CAPITAL | DAS WEALTH MANAGEMENT GROUP | DANIELSON TATE CAPITAL PARTNERS | CROWNMARK WEALTH ADVISORS | COX, KLUGH AND CO. | CORNERSTONE PRIVATE WEALTH PARTNERS | CONCURRENT RETIREMENT SOLUTIONS | CONCURRENT PRIVATE WEALTH | CONCURRENT INVESTMENT ADVISORS, LLC | CONCURRENT CORPORATE SOLUTIONS | CONCURRENT ADVISORS, LLC | CONCURRENT ADVISORS | COLUMBIA ASSOCIATES WEALTH MANAGEMENT GROUP | COLUMBIA ASSOCIATES | CILIBERTI & ASSOCIATES | CHIEF INVESTMENT OFFICE | CENTER STREET WEALTH MANAGEMENT | CANOPY ASSET MANAGEMENT | BRICK HOUSE WEALTH STRATEGIES | BMR RETIREMENT | AVENUES TO WEALTH FINANCIAL ADVISORS | ARKY MILLER FINANCIAL GROUP | ALLEGIANT WEALTH PARTNERS | ALDEN CAPITAL MANAGEMENT | ADELE FINANCIAL LLC | ADALAN PRIVATE WEALTH
CRD#: 323135 / SEC#: 801-126555
RIA
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Contact information
Main Address
100 S. Ashley Drive Suite 830, Tampa, FL 33602
Mailing Address
Phone number
(813) 709-8800
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,278 |
| AUM (Assets Under Management) | $ 9,901,639,186 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
