RA
Robert J. Arshagouni
CETERA INVESTMENT ADVISERS LLC
CHATSWORTH, CA 91311
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CRD#: 3233832
RA
Professional summary
Robert John Arshagouni, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chatsworth, California and CETERA WEALTH SERVICES, LLC located in Chatsworth, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE), POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS A REGISTERED REPRESENTATIVE; (2) NAME OF OTHER BUSINESS: JACKSON & ARSHAGOUNI, CPA(S), INVESTMENT RELATED: YES, ADDRESS: 9176 INDEPENDENCE AVE. CHATSWORTH, CA. 91311 NATURE OF BUSINESS: TAX & ACCOUNTING, POSITION/TITLE/RELATIONSHIP: CO-PARTNER, START DATE: 05/12/1998, BRIEF DESCRIPTION OF DUTIES: PREPARATION OF ANNUAL TAX RETURN AND ACCOUNTING FOR CLIENTS; (3) NAME OF OTHER BUSINESS: AYSO REGION 174. INVESTMENT RELATED: YES, ADDRESS: 3810 NE 30TH AVE LHP. LIGHTHOUSE POINT, FL. NATURE OF BUSINESS: INSURANCE, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER & TREASURER, START DATE: 2002, APX NUMBER OF HOURS PER WEEK: 2 HOUR PER WEEK, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER & TREASURER - OF VOLUNTEER ORGANIZATION TO PROVIDING SOCCER EXPERIENCE FOR YOUTHS; (4) NAME OF OTHER BUSINESS: FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: AFFILIATED PERSON START DATE: 01/02/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 1543 � N KENMORE AVE, LOS ANGELES, CA. 90027 NATURE OF BUSINESS: REAL ESTATE START DATE: 08/2018 POSITION/TITLE/RELATIONSHIP: OWNER LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PERIODIC RENTAL INCOME (6) NAME OF OTHER BUSINESS: MARILYN ARSHAGOUNI SCHOLARSHIP FUND; INVESTMENT RELATED: NO; ADDRESS: 9176 INDEPENDENCE AVENUE, CHATSWORTH, CA 91311; NATURE OF BUSINESS: SCHOLARSHIPS; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: EVALUATION OF CANDIDATES AND ADMINISTRATION OF SCHOLARSHIP FUNDS; (7) NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 9176 INDEPENDENCE AVENUE, CHATSWORTH, CA 91311; NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FAMILY RENTAL; (8) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 9852 PALI AVE, TUJUNGA CA 91042 ; NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY ; (9) NAME OF OTHER BUSINESS: EPPSOL, INC, INVESTMENT RELATED: NO, ADDRESS: 9176 INDEPENDENCE AVENUE, LOS ANGELES, CA 91311, NATURE OF BUSINESS: MANUFACTURING, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: CFO, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE ACCOUNTING FUNCTIONS; (10) NAME OF OTHER BUSINESS: FAMILY TRUST (S) INVESTMENT RELATED: NO, ADDRESS: 9176 INDEPENDENCE AVENUE, CHATSWORTH, CA 91311, NATURE OF BUSINESS: TRUST, START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: TRUSTEE, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR CLIENT OF CPA FIRM; (11) NAME OF OTHER BUSINESS: TRUST (B) INVESTMENT RELATED: NO, ADDRESS: 9176 INDEPENDENCE AVENUE, CHATSWORTH, CA 91311, NATURE OF BUSINESS: TRUST, START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: SUCCESSOR TRUSTEE FOR CLIENT OF CPA FIRM;
CRS (Client Relationship Summary) - RIA
Click below to view Robert John Arshagouni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9176 Independence Ave, Chatsworth, CA 91311RIA
CRD#: 105644
CHATSWORTH, CA
Current
July 12, 1999 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9176 Independence Ave, Chatsworth, CA 91311BD
CRD#: 13572
Chatsworth, CA
Past
June 30, 2000 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/1/2017)
RR
California(7/15/1999)
IAR
California(6/29/2023)
RR
Colorado(1/3/2024)
RR
Florida(4/19/2001)
RR
Illinois(7/10/2024)
RR
Massachusetts(11/22/2016)
RR
Nevada(11/7/2002)
RR
New York(9/25/2024)
RR
North Dakota(2/22/2019)
RR
Oregon(1/2/2025)
RR
South Carolina(1/3/2024)
RR
Texas(9/25/2025)
IAR
Texas(9/26/2025)
RR
Utah(8/31/2006)
RR
Washington(1/15/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
