Sarah L. Stewart

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CRD#: 3233251

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sarah Lisa Stewart, who also goes by Sarah Lisa Murakami Miss, Sarah Lisa Murakami, Sarah Lisa Stewart Mrs., was a registered financial professional .

Sarah is a previously registered financial professional and started their career in finance in 2001. Sarah had worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sarah Lisa Murakami Miss | Sarah Lisa Murakami | Sarah Lisa Stewart Mrs.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 27, 2016 - October 6, 2017

ASSET MANAGEMENT STRATEGIES, INC.

RIA

CRD#: 135173

Indianapolis, IN

Past

December 18, 2015 - December 3, 2020

INTEGRITY BROKERAGE, LLC

CRD#: 117589

Indianapolis, IN

Past

July 14, 2011 - October 16, 2015

F500 ADVISORY SERVICES, INC.

RIA

CRD#: 107519

INDANAPOLIS, IN

Past

April 13, 2010 - September 18, 2015

FINANCE 500, INC.

CRD#: 12981

INDIANAPOLIS, IN

Past

January 24, 2005 - March 30, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

INDIANAPOLIS, IN

Past

January 24, 2005 - March 30, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

INDIANAPOLIS, IN

Past

April 16, 2001 - January 4, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

INDIANAPOLIS, IN

Past

January 17, 2001 - January 4, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/13/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/2024

General Securities Principal Examination

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

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Contact information

Main Address

450 E. 96th Street Suite 500, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 577-6912

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSET MANAGEMENT STRATEGIES, INC. ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,038
AUM (Assets Under Management)	$ 207,398,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah L. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTEGRITY BROKERAGE, LLC

F500 ADVISORY SERVICES, INC.

FINANCE 500, INC.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ASSET MANAGEMENT STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2001

Series 7TO

Date: 3/13/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/16/2001

Series 24

Date: 3/13/2024

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET MANAGEMENT STRATEGIES, INC.

TRUST BUT VERIFY

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