JE
Janell K. Eckert
CETERA INVESTMENT ADVISERS LLC
SAN ANGELO, TX
Some features on this profile are disabled
CRD#: 3233113
JE
Professional summary
Janell Kay Eckert, who also goes by Janell Eckert, Jannell Kay Eckert, Janell Kay Werner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Angelo, Texas and CETERA WEALTH SERVICES, LLC located in Midland, Texas.
Janell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Janell has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janell Eckert | Jannell Kay Eckert | Janell Kay Werner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Janell Eckert~878 Buffalo Lane~San Angelo~TX~76901~Other~Owner~12/10/2018~2hrs~2hrs~I will be an instructor, professional speaker, and presenter of CPE continuing education classes for CPAs. My classes will be very general in financial nature and should NOT be investment related; however, I will submit all my class presentations to HD Vest Advertising Compliance for review prior to presenting them. This will be a part-time sole proprietor side 2) Tactical Wealth Management Inc.~133 W Concho Ave, Suite 106~San Angelo~TX~76903~Other~Independent Contractor~6/1/2020~120hrs~120hrs~I will be an independent contractor to manage the branch office in San Angelo and continue to provide financial services to clients under my Rep # with Avantax. 3) DBA JANELL W ECKERT; POSITION: Owner NATURE: Sole Practice CPA and Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2020; 133 W Concho Ave, Suite 106, San Angelo TX 76903, Tax Preparation for Individuals and Trusts - Financial Services under Avantax and contract labor under Tactical Wealth Management 4) TAXACT; POSITION: Xpert Assist NATURE: As a remote, seasonal TaxAct Xpert, you will play an important role in delivering a delightful experience that seeks to unlock tax advantages for our customers by leveraging your tax expertise and exceptional communication and interpersonal skills. You will help TaxAct customers confidently file their taxes by providing expert guidance and advice, reviewing tax calculations, and clarifying questions within the online software. This is a seasonal, virtual, customer-facing role. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/03/2023 133 W Concho Ave, Suite 106, San Angelo TX 76903, As a remote, seasonal TaxAct Xpert, you will play an important role in delivering a delightful experience that seeks to unlock tax advantages for our customers by leveraging your tax expertise and exceptional communication and interpersonal skills. You will help TaxAct customers confidently fi le their taxes by providing expert guidance and advice, reviewing tax calculations, and clarifying questions within the online software. This is a seasonal, virtual, customer-facing role. 5) CONCHO VALLEY REPUBLICAN WOMEN: Volunteer non profit political that engages Republican women and hosts monthly luncheons and learning opportunities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: PO Box 60583, San Angelo TX 76906, United States DESCRIPTION: I will take the minutes of the meetings of approximately 10 board meetings and approximately 10 meetings of the general membership. If elected, my term will begin January 1, 2025 and end December 31, 2025. My duties will be recordkeeping only. I will NOT have any investment or financial related duties or responsibilities. This is strictly volunteer and unpaid 6) Tactical Wealth Management Inc. (1); Independent Contractor; This is a service company for marketing of branch services pursuant to an Avantax Sub-accounting Policies and Procedures Agreement with Donald Ruppanner Rep #19240 as Lead Rep and Janell Eckert Rep #16241 as Sub-Advisor.; IR; 120; 06/01/2020; 133 W Concho Ave, Suite 106 San Angelo TX 76903; I will be an independent contractor to manage the branch office in San Angelo and continue to provide financial services to clients under my Rep # with Avantax.
CRS (Client Relationship Summary) - RIA
Click below to view Janell Kay Eckert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAN ANGELO, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 800 W Wall St Ste D, Midland, TX 79701Office #2: 133 W Concho Ave Suite 106, San Angelo, TX 76903BD
CRD#: 13572
MIDLAND, TX
Past
August 1, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
San Angelo, TX
Past
August 12, 1999 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
San Angelo, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
RR
Indiana(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Mexico(9/5/2025)
RR
Ohio(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
