Shaun K. Rowell
STRATEGIC ADVISERS LLC | Financial Consultant
RALEIGH, NC
Some features on this profile are disabled
CRD#: 3233018
Professional summary
Shaun Kerry Rowell, who also goes by Shaun K Rowell, Shaun Kerry Rowell, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Raleigh, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Cary, North Carolina.
Shaun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Shaun has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I focus on offering a comprehensive approach to managing wealth that begins with a holistic understanding of my client, their family and their financial goals. I then help them create a wealth management approach that can be flexible as their needs and market conditions change. I am driven by my passion for creating an excellent client experience and helping clients pursue their goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shaun K Rowell | Shaun Kerry Rowell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shaun Kerry Rowell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Rollins College
Bachelor of Arts (BA) - Communications
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 580 New Waverly Pl Ste 240, Cary, NC 27518-7406Office #3: 2500 Regency Parkway, Cary, NC 27518RIA
CRD#: 104555
RALEIGH, NC
Current
October 7, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 580 New Waverly Pl Ste 240, Cary, NC 27518Office #2: 2500 Regency Parkway, Cary, NC 27518BD
CRD#: 7784
Cary, NC
Past
October 25, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CARY, NC
Past
July 3, 2014 - October 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CARY, NC
Past
June 3, 2014 - October 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CARY, NC
Past
December 20, 2002 - April 9, 2003
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
February 16, 2002 - May 8, 2002
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
October 27, 2000 - February 16, 2002
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/7/2024)
RR
Alaska(7/7/2022)
RR
Arizona(1/15/2025)
RR
California(3/4/2022)
RR
Colorado(3/4/2022)
RR
Florida(10/7/2021)
RR
Georgia(3/25/2023)
RR
Illinois(5/3/2024)
RR
Indiana(1/15/2025)
RR
Massachusetts(1/15/2025)
RR
Michigan(7/8/2022)
RR
Minnesota(3/18/2025)
RR
Montana(3/13/2024)
RR
Nevada(7/12/2023)
RR
New Hampshire(3/1/2024)
RR
New Jersey(3/4/2022)
RR
New York(1/15/2025)
RR
North Carolina(10/7/2021)
IAR
North Carolina(3/31/2025)
RR
Ohio(3/4/2024)
RR
Oklahoma(3/1/2024)
RR
Pennsylvania(5/6/2022)
RR
South Carolina(10/7/2021)
RR
Tennessee(1/15/2025)
RR
Texas(10/7/2021)
IAR
Texas(3/31/2025)
RR
Utah(12/16/2022)
RR
Virgin Islands(3/18/2025)
RR
Virginia(10/7/2021)
RR
Washington(6/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Raleigh, NCTRUST BUT VERIFY
Monitor Shaun Rowell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
