Thomas L. Condon

CONDON WEALTH MANAGEMENT

PLYMOUTH, MA 02360

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CRD#: 3232970

Professional summary

Thomas Leo Condon is a registered financial advisor currently at CONDON WEALTH MANAGEMENT, INC. located in Plymouth, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.CONDON WEALTH MANAGEMENT; 15 CASWELL LANE PLYMOUTH MA, 02360; INVESTMENT ADVISORY; INVESTMENT RELATED; IAR OFFERING INVESTMENT ADVISORY SERVICES AND TRADITIONAL LIFE, DISABILITY AND FIXED ANNUITIES THROUGH CONDON WEALTH MANAGEMENT; STARTED IN 2004; 50 HRS PER MONTH; ALL TRADING HOURS; FINANCIAL PLANNING. 2.CONDON & LAPSLEY, LLC, CONSULTANT; NOT INVESTMENT- RELATED; 15 CASWELL LANE PLYMOUTH MA, 02360; OWNER OFFERING TAX PREP AND ACCOUNTING SERVICES; STARTED IN 1972; WORKING 32 HRS PER MONTH; ALL TRADING HOURS. 3.THOMAS L. CONDON; INSURANCE SALES; START DATE 5/1/1999; 10 HRS PER MONTH; FINANCIAL AND TAX PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Leo Condon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2003 - Present

CONDON WEALTH MANAGEMENT, INC.

Office #1: 15 Caswell Lane, Plymouth, MA 02360

RIA

CRD#: 128409

PLYMOUTH, MA

Past

June 26, 2009 - June 1, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PLYMOUTH, MA

Past

May 13, 2009 - June 29, 2009

OSAIC FS, INC.

CRD#: 3870

PLYMOUTH, MA

Past

January 12, 2006 - May 21, 2009

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

PLYMOUTH, MA

Past

October 31, 2005 - December 31, 2005

OSAIC SERVICES, INC.

CRD#: 133763

PLYMOUTH, MA

Past

December 5, 2001 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 21, 1999 - December 31, 2004

U.S. FINANCIAL ADVISORS

RIA

CRD#: 108763

PLYMOUTH, MA

Past

June 3, 1999 - December 10, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/16/2018)

IAR

Massachusetts
(11/20/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/27/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2003

General Securities Principal Examination

Current Firm

CONDON WEALTH MANAGEMENT, INC.

CONDON WEALTH MANAGEMENT, INC. | TLC FINANCIAL ADVISORS, LLC | CONDON WEALTH MANAGEMENT, LLC

CRD#: 128409 / SEC#:

Florida

Registered Investment Advisory firm - (5/3/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (11/20/2003 Approved)

New Hampshire

Registered Investment Advisory firm - (1/1/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

15 Caswell Lane, Plymouth, MA 02360

Mailing Address

Phone number

(508) 746-7763

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 109,090,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas L. Condon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Leo Condon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC FS, INC.

U.S. WEALTH ADVISORS, LLC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

U.S. FINANCIAL ADVISORS

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/1999

Series 63

Date: 7/2/1999

Series 7

Date: 6/2/1999

Series 53

Date: 1/27/2004

Series 24

Date: 1/28/2003

Current Firm

CONDON WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONDON WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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