Laura M. Hoey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Mary Hoey, who also goes by Laura Reddell, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1999. Laura had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2009 - May 1, 2012
M FINANCIAL SECURITIES MARKETING, INC.
September 7, 2005 - May 1, 2012
M HOLDINGS SECURITIES, INC.
September 7, 2005 - May 1, 2012
M HOLDINGS SECURITIES, INC.
December 10, 2003 - August 31, 2005
WAMU INVESTMENTS, INC.
December 8, 2003 - August 31, 2005
WAMU INVESTMENTS, INC.
April 17, 2002 - December 16, 2003
SIGNATOR FINANCIAL SERVICES, INC.
June 10, 1999 - February 11, 2002
SYMETRA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M FINANCIAL SECURITIES MARKETING, INC.
CRD#: 139304 / SEC#: , 8-67206
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
