Flora Dong

ARDEN GLOBAL FAMILY OFFICES LLC

PALO ALTO, CA

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CRD#: 3232763

Professional summary

Flora Dong, who also goes by Jiantao Dong, is a registered financial advisor currently at ARDEN GLOBAL FAMILY OFFICES LLC located in Palo Alto, California.

Flora is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Flora has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jiantao Dong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Flora Dong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2025 - Present

ARDEN GLOBAL FAMILY OFFICES LLC

RIA

CRD#: 337412

PALO ALTO, CA

Past

November 28, 2008 - May 21, 2025

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

November 28, 2008 - May 21, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN FRANCISCO, CA

Past

September 8, 2003 - December 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

September 8, 2003 - December 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

September 30, 1999 - September 10, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PLEASANTON, CA

Past

June 24, 1999 - September 10, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/9/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/21/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/23/1999

General Securities Representative Examination

Current Firm

ARDEN GLOBAL FAMILY OFFICES LLC

ARDEN GLOBAL FAMILY OFFICES LLC | ARDENWOOD ADVISORS, LLC

CRD#: 337412 / SEC#: 801-133840

RIA

Registered Investment Advisory firm - (7/8/2025 120-Day Approval)

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Contact information

Main Address

Palo Alto, CA

Mailing Address

Phone number

(650) 680-8160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B - FLORA DONG (11/14/2025)

ADV PART 2 ARDEN GLOBAL FAMILY OFFICES, LLC (11/14/2025)

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 89,865,992

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Flora Dong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Flora Dong's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2004

Series 66

Date: 7/9/1999

SIE

Date: 10/1/2018

Series 31

Date: 10/21/2002

Series 7

Date: 6/23/1999

Current Firm

ARDEN GLOBAL FAMILY OFFICES LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARDEN GLOBAL FAMILY OFFICES LLC

TRUST BUT VERIFY

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