Jeffrey D. Griffin
Professional summary
Jeffrey D Griffin JR. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Jeffrey had worked at 6 firms, which includes NATIONAL SECURITIES CORPORATION, DIMENSION TRADING GROUP LLC, FIRST MONTAUK SECURITIES CORP., J.P. TURNER & COMPANY L.L.C., ANDREW GARRETT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - February 27, 2012
NATIONAL SECURITIES CORPORATION
July 14, 2011 - August 3, 2011
DIMENSION TRADING GROUP, LLC
November 11, 2003 - December 23, 2010
NATIONAL SECURITIES CORPORATION
April 25, 2002 - October 21, 2003
FIRST MONTAUK SECURITIES CORP.
January 31, 2002 - April 10, 2002
J.P. TURNER & COMPANY, L.L.C.
December 15, 2001 - February 6, 2002
ANDREW GARRETT INC.
May 19, 2000 - December 15, 2001
ANDREW GARRETT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
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