Aaron L. Boehm

COPIA WEALTH MANAGEMENT

Bend, OR 97702

Some features on this profile are disabled

CRD#: 3232128

Professional summary

Aaron Lee Boehm is a registered financial advisor currently at COPIA WEALTH MANAGEMENT located in Bend, Oregon.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Aaron has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**WEICHERT REALTORS POSITION: Real Estate Agent NATURE: Licensed Real Estate Agent in the State of Oregon INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 869 NW Wall St. STE 204, Bend OR 97701, United States DESCRIPTION: Real Estate Agent. No income in 2019 but I am Licensed but not practicing at this time **BEND LAPINE SCHOOLS POSITION: Baseball Coach NATURE: High School Baseball coach and get paid directly from the Bend Lapine school district. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 18965 Ridgeline Dr., Bend OR 97703, United States DESCRIPTION: High School Baseball coach and get paid directly from the Bend Lapine school district.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Lee Boehm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2022 - Present

COPIA WEALTH MANAGEMENT

Office #1: 572 Sw Bluff Drive #100, Bend, OR 97702

RIA

CRD#: 281873

Bend, OR

Past

November 6, 2020 - December 31, 2021

ARBOR POINT ADVISORS

RIA

CRD#: 165127

BEND, OR

Past

November 6, 2020 - December 31, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

BEND, OR

Past

August 4, 2011 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

BEND, OR

Past

July 1, 2011 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

BEND, OR

Past

November 13, 2009 - July 5, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEND, OR

Past

November 13, 2009 - July 5, 2011

LPL FINANCIAL LLC

CRD#: 6413

BEND, OR

Past

June 20, 2008 - November 25, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BEND, OR

Past

January 12, 2001 - November 25, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BEND, OR

Past

July 13, 1999 - July 20, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPIA WEALTH MANAGEMENT

COPIA WEALTH MANAGEMENT | COPIA WEALTH MANAGEMENT, LLC

CRD#: 281873 / SEC#: 801-131499

RIA

Registered Investment Advisory firm - (11/21/2024 Approved)

California

Registered Investment Advisory firm - (12/22/2024 Terminated)

Oregon

Registered Investment Advisory firm - (11/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/22/2024 Terminated)

Washington

Registered Investment Advisory firm - (12/23/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/14/2022)

IAR

Oregon
(1/19/2022)

IAR

Texas
(2/9/2022)

IAR

Washington
(1/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/18/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/13/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/28/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/27/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

COPIA WEALTH MANAGEMENT

COPIA WEALTH MANAGEMENT | COPIA WEALTH MANAGEMENT, LLC

CRD#: 281873 / SEC#: 801-131499

RIA

Registered Investment Advisory firm - (11/21/2024 Approved)

California

Registered Investment Advisory firm - (12/22/2024 Terminated)

Oregon

Registered Investment Advisory firm - (11/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/22/2024 Terminated)

Washington

Registered Investment Advisory firm - (12/23/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

572 Sw Bluff Drive #100, Bend, OR 97702

Mailing Address

Phone number

(541) 647-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COPIA WEALTH MANAGEMENT ADV BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	757
AUM (Assets Under Management)	$ 122,808,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron L. Boehm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Lee Boehm's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

COPIA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/18/2005

Series 63

Date: 8/20/1999

SIE

Date: 10/1/2018

Series 31

Date: 8/13/1999

Series 7

Date: 7/12/1999

Series 10

Date: 10/28/2003

Series 9

Date: 10/27/2003

Current Firm

COPIA WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPIA WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors