Royal G. Fisher
Professional summary
Royal Gregory Fisher is a registered financial professional currently at MCNALLY FINANCIAL SERVICES CORPORATION located in Traverse City, Michigan.
Royal is registered as a RR (Registered Representative) and started their career in finance in 1999. Royal has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Royal Gregory Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2021 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 426 1/2 W. Front Street, Traverse City, MI 49684October 31, 2008 - April 20, 2021
OSAIC SERVICES, INC.
October 1, 2002 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 24, 1999 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2021)
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(4/16/2021)
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Exams
FINRA
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196Traverse City, MI 49684TRUST BUT VERIFY
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