Robert A. Wall

CETERA INVESTMENT ADVISERS LLC

NORTH NEWTON, KS 67117

Some features on this profile are disabled

CRD#: 3230141

Professional summary

Robert Allan Wall, CFP®, who also goes by Robert A Wall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Newton, Kansas and CETERA WEALTH SERVICES, LLC located in North Newton, Kansas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert A Wall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3179 N Main Street Suite 1b, North Newton, KS 67117Office #2: 2908 N Plum St, Hutchinson, KS 67502

RIA

CRD#: 105644

NORTH NEWTON, KS

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 3179 N Main Street Suite 1b, North Newton, KS 67117Office #2: 2908 N Plum St, Hutchinson, KS 67502

CRD#: 13572

North Newton, KS

Past

January 3, 2012 - September 30, 2019

EVERENCE TRUST COMPANY

RIA

CRD#: 113179

North Newton, KS

Past

September 16, 2011 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

North Newton, KS

Past

August 16, 2011 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

North Newton, KS

Past

May 18, 2004 - June 6, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WICHITA, KS

Past

May 18, 2004 - June 6, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 16, 2003 - June 24, 2004

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

WICHITA, KS

Past

April 7, 2003 - June 24, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 30, 2002 - March 28, 2003

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

WICHITA, KS

Past

August 30, 2002 - March 28, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

July 12, 1999 - September 4, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WICHITA, KS

Past

July 8, 1999 - September 4, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/20/2025)

California
(2/20/2025)

Colorado
(2/20/2025)

Idaho
(2/20/2025)

Illinois
(2/20/2025)

Indiana
(2/20/2025)

Iowa
(2/20/2025)

Kansas
(2/20/2025)

IAR

Kansas
(2/20/2025)

Kentucky
(2/20/2025)

Maine
(2/20/2025)

Maryland
(2/20/2025)

Michigan
(3/14/2025)

Minnesota
(2/20/2025)

Mississippi
(7/24/2025)

Missouri
(2/20/2025)

Montana
(2/20/2025)

New Mexico
(2/20/2025)

Ohio
(8/27/2025)

Oklahoma
(2/20/2025)

Oregon
(2/20/2025)

Texas
(2/20/2025)

IAR

Texas
(4/1/2025)

Virginia
(1/6/2026)

Washington
(8/7/2025)

Wisconsin
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2011

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 10/15/2004

Futures Managed Funds Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

George Mcfadden

INDEPENDENCE CAPITAL CO., INC.

PARMA, OH

Michael Gimlin

LPL FINANCIAL LLC

IAR

Williamsville, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert A. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

EVERENCE TRUST COMPANY

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2011

Series 31

Date: 10/15/2004

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors