AM
Anthony J. Mattar
SPC
TROY, MI 48098
Some features on this profile are disabled
CRD#: 323004
AM
Professional summary
Anthony Joseph Mattar is a registered financial advisor currently at SPC located in Troy, Michigan and SIGMA FINANCIAL CORPORATION located in Troy, Michigan.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Anthony has worked at 9 firms and has passed the Series 66, Series 7TO, SIE, Series 1 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CORPORATE BENEFIT SOLUTIONS, LLC,YES,5950 NEWKING ST, TROY, MI 48098,INSURANCE AND INVESTMENT SALES,OWNER,11/06/2006,160,160,SALES OF INSURANCE AND INVESTMENT PRODUCTS; 2. SUGAR LOAF HOMEOWNERS ASSOCIATION,NO,5750 NEW KING STREET, STE 310, TROY, MI 48098,HOMEOWNERS ASSOCIATION,MANAGER, BOARD CHAIRMAN,11/06/2006,4,4,ATTEND BOARD MEETINGS; 3. DBA - AJ Mattar Wealth Management LLC, Troy, MI. Owner - name used for my securities practice with products offered through Sigma Financial Corporation and SPC. Start date: 5/18/23, all during mkt hrs. INV REL: Y
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Mattar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2011 - Present
SPC
Office #1: 5750 New King Street Suite 310, Troy, MI 48098RIA
CRD#: 110692
TROY, MI
Current
May 2, 2011 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 5750 New King Street Suite 310, Troy, MI 48098BD
CRD#: 14303
Troy, MI
Past
May 25, 2010 - May 4, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TROY, MI
Past
August 7, 1997 - December 31, 2004
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TROY, MI
Past
August 7, 1997 - May 4, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TROY, MI
Past
August 31, 1988 - August 6, 1997
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
April 25, 1988 - August 3, 1988
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
January 6, 1987 - December 31, 1987
THE SAXON GROUP, INC.
BD
CRD#: 17611
Past
March 23, 1977 - August 3, 1988
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
September 21, 1971 - May 29, 1977
EDGEMONT SECURITIES CORPORATION
BD
CRD#: 5895
Past
May 3, 1971 - December 31, 1971
OIL AND GAS SECURITIES SALES, INC.
BD
CRD#: 4401
Past
January 28, 1970 - July 16, 1971
FIRST HERITAGE CORPORATION
BD
CRD#: 330
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/25/2025)
RR
Florida(5/2/2011)
RR
Michigan(5/2/2011)
IAR
Michigan(5/2/2011)
RR
New York(5/2/2011)
RR
South Dakota(3/19/2024)
RR
Texas(8/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/17/1968
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 8/19/1971
Registered Principal ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
