RH
Rebecca L. Hartnett
KESTRA ADVISORY SERVICES
TIMONIUM, MD 21093
Some features on this profile are disabled
CRD#: 3229681
RH
Professional summary
Rebecca Lynn Hartnett, who also goes by Rebecca Lynn Webb, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Timonium, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Timonium, Maryland.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Rebecca has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rebecca Lynn Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Brotman Financial Group Investment Related: Yes Address: 16 Greenmeadow Drive, Suite 201 Timonium MD 21093 Nature of Business: Registered Field Assistant Position, Title or Relationship: investment operations Start Date: 1/30/2012 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Process account paperwork and the day to day account operations. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/22/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment Advisor Representative Bus Name: BFG Financial Advisors A division of Brotman Financial Group Investment Related: Yes Address: 16 Greenmeadow Drive, Suite 201 Timonium MD 21093 Nature of Business: Registered Field Assistant; Insurance Position, Title or Relationship: Investment Operations Associate (no change from existing firm) Start Date: 10/1/2018 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Same as existing firm - this is not a new business venture or activity, just a new trade name Bus Name: BROTMAN FINANCIAL GROUP POSITION: Investment operations associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2023 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timionium MD 21093 DESCRIPTION: Maintain client investment accounts. Bus Name: BFG ESTATE & TAX SERVICES POSITION: Intermediary NATURE: Estate document drafting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States DESCRIPTION: We will send the client a link to their portal for them to enter their information and answer questions regarding estate drafting services. Once complete the client will receive their estate documents and instructions to notarize. We will keep them in our contact management system for marketing outreach efforts. Bus Name: BROTMAN FINANCIAL GROUP POSITION: Sr CSA NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2023 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Prepare materials for client meetings Team lead to the investment operations department
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Lynn Hartnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093RIA
CRD#: 283330
TIMONIUM, MD
Current
February 15, 2012 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093BD
CRD#: 42046
Timonium, MD
Past
February 21, 2012 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
February 3, 2009 - October 18, 2011
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HUNT VALLEY, MD
Past
February 3, 2009 - October 18, 2011
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HUNT VALLEY, MD
Past
April 2, 2007 - January 20, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
HUNT VALLEY, MD
Past
April 2, 2007 - January 20, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
HUNT VALLEY, MD
Past
April 16, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
LUTHERVILLE, MD
Past
May 24, 2000 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
LUTHERVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(2/16/2012)
IAR
Maryland(5/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
