Matthew E. Aptman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Evan Aptman, who also goes by Matt Aptman, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2017 - October 31, 2023
FRONTIER SOLUTIONS, LLC
December 23, 2009 - August 6, 2012
1ST BRIDGEHOUSE SECURITIES, LLC
April 14, 2004 - January 4, 2008
JWH SECURITIES, INC.
January 2, 2002 - May 3, 2004
TRADESTATION SECURITIES, INC.
March 30, 2001 - September 25, 2001
PFIC SECURITIES CORPORATION
October 6, 1999 - January 16, 2001
IDS LIFE INSURANCE COMPANY
October 6, 1999 - January 16, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRONTIER SOLUTIONS, LLC
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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