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Matthew Evan Aptman

CRD# 3229482·Registered 1999 - 2023
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Evan Aptman, who also goes by Matt Aptman, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1999 - 2023. Matthew had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Aptman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

FRONTIER SECURITIES·CRD# 136102
BD
Richmond, VA
August 9, 2017 - October 31, 2023
1ST BRIDGEHOUSE SECURITIES, LLC·CRD# 44655
BD
Miami, FL
December 23, 2009 - August 6, 2012
JWH SECURITIES, INC.·CRD# 45295
BD
Boca Raton, FL
April 14, 2004 - January 4, 2008
TRADESTATION SECURITIES, INC.·CRD# 39473
BD
Plantation, FL
January 2, 2002 - May 3, 2004
PFIC SECURITIES CORPORATION·CRD# 34941
BD
Franklin, TN
March 30, 2001 - September 25, 2001
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
October 6, 1999 - January 16, 2001
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
October 6, 1999 - January 16, 2001

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Current Firm

FS
FRONTIER SECURITIES

FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: 8-66972
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone Number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS LLCMANAGING MEMBER—
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 2002About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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