BW
Benjamin D. Whitney
AMG DISTRIBUTORS
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 3229226
BW
Professional summary
Benjamin Drew Whitney is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1999. Benjamin has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Drew Whitney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2014 - Present
AMG DISTRIBUTORS, INC.
Office #1: One Station Place, Stamford, CT 06902BD
CRD#: 27314
Stamford, CT
Past
January 5, 2004 - October 6, 2014
TWEEDY, BROWNE COMPANY LLC
BD
CRD#: 6857
STAMFORD, CT
Past
November 2, 1999 - November 3, 2003
TIJA MANAGEMENT, INC.
BD
CRD#: 11069
NEW YORK, NY
Past
June 18, 1999 - September 30, 1999
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2016)
RR
Alaska(1/11/2016)
RR
Arizona(1/11/2016)
RR
Arkansas(1/11/2016)
RR
California(1/11/2016)
RR
Colorado(1/11/2016)
RR
Connecticut(10/1/2014)
RR
Delaware(1/11/2016)
RR
District of Columbia(1/11/2016)
RR
Florida(1/11/2016)
RR
Georgia(1/11/2016)
RR
Hawaii(1/11/2016)
RR
Idaho(1/11/2016)
RR
Illinois(1/11/2016)
RR
Indiana(1/11/2016)
RR
Iowa(1/11/2016)
RR
Kansas(1/11/2016)
RR
Kentucky(1/11/2016)
RR
Louisiana(1/11/2016)
RR
Maine(1/11/2016)
RR
Maryland(1/11/2016)
RR
Massachusetts(1/11/2016)
RR
Michigan(1/11/2016)
RR
Minnesota(1/11/2016)
RR
Mississippi(1/11/2016)
RR
Missouri(1/11/2016)
RR
Montana(1/11/2016)
RR
Nebraska(1/11/2016)
RR
Nevada(1/11/2016)
RR
New Hampshire(1/11/2016)
RR
New Jersey(1/11/2016)
RR
New Mexico(1/11/2016)
RR
New York(1/11/2016)
RR
North Carolina(1/12/2016)
RR
North Dakota(1/11/2016)
RR
Ohio(1/11/2016)
RR
Oklahoma(1/11/2016)
RR
Oregon(1/11/2016)
RR
Pennsylvania(1/11/2016)
RR
Puerto Rico(1/11/2016)
RR
Rhode Island(1/11/2016)
RR
South Carolina(1/11/2016)
RR
South Dakota(1/11/2016)
RR
Tennessee(12/10/2018)
RR
Texas(1/11/2016)
RR
Utah(1/11/2016)
RR
Vermont(1/11/2016)
RR
Virgin Islands(1/11/2016)
RR
Virginia(1/11/2016)
RR
Washington(1/11/2016)
RR
West Virginia(1/11/2016)
RR
Wisconsin(1/11/2016)
RR
Wyoming(1/11/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AD
AMG DISTRIBUTORS, INC.
333 GLOBAL ADVISERS | THE MANAGERS FUNDS LLC | THE MANAGERS FUNDS L.P. | THE MANAGERS FUNDS | MANAGERSCHOICE | MANAGERS INVESTMENT GROUP LLC | MANAGERS DISTRIBUTORS, INC. | MANAGERS AMG FUNDS | EAIMC PARTNERS L.P. | AMG DISTRIBUTORS, INC.
CRD#: 27314 / SEC#: , 8-43057
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
680 Washington Blvd Suite 500, Stamford, CT 06901
Mailing Address
680 Washington Blvd Suite 500, Stamford, CT 06901
Phone number
(203) 299-3500
Established
Delaware since 12/29/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMG FUNDS LLC | SOLE SHAREHOLDER | 153456 |
| GALIS, AARON | DIRECTOR | 7333959 |
| HOPKINS, THOMAS JOHN | PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP | 1835087 |
| JACOBS ANTONACCIO, RACHEL ELIZABETH | HEAD OF CLIENT SOLUTIONS AND PRINCIPAL | 3189490 |
| KINNE, KEITHA LEE | PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER | 2039630 |
| SPELLMAN, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 3086822 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
