Richard A. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Aaron Myers, CIMA®, who also goes by Richard A Myers, Aaron Myers, R. Aaron Myers, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1999. Richard had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2019 - October 1, 2024
STERLING CAPITAL MANAGEMENT LLC
July 17, 2019 - October 9, 2024
STERLING CAPITAL DISTRIBUTORS, LLC
April 10, 2017 - May 2, 2019
CETERA INVESTMENT ADVISERS LLC
March 17, 2017 - May 2, 2019
CETERA INVESTMENT SERVICES LLC
May 9, 2012 - March 7, 2017
PACIFIC SELECT DISTRIBUTORS, LLC
March 29, 2011 - April 20, 2012
COREBRIDGE CAPITAL SERVICES, INC.
July 13, 2010 - February 2, 2011
EQUITABLE DISTRIBUTORS, LLC
April 23, 2004 - June 4, 2010
VAN KAMPEN ADVISORS INC
January 5, 2004 - June 4, 2010
INVESCO CAPITAL MARKETS, INC.
May 9, 2001 - January 12, 2004
STRONG CAPITAL MANAGEMENT INC
August 15, 2000 - January 12, 2004
STRONG INVESTMENTS, INC.
December 23, 1999 - August 14, 2000
STEPHENS
Primary Firm SEC Registration
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,535 |
| AUM (Assets Under Management) | $ 66,159,908,769 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/10/2025 | ||
| 03/28/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
