KE
Kelly L. Edwards
KESTRA ADVISORY SERVICES
Austin, TX 78735
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CRD#: 3228412
KE
Professional summary
Kelly Lynn Edwards, who also goes by Spyker Kelly, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kelly has worked at 3 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 55, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Spyker Kelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/18/2000 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: 1925 FINANCIAL POSITION: Director of Operations NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 09/15/2025 ADDRESS: 3505 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Help with the daily operational tasks and personnel of 1925 Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Lynn Edwards's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735RIA
CRD#: 283330
Austin, TX
Current
August 18, 2000 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
June 26, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
June 25, 1999 - March 2, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2000)
RR
Alaska(8/18/2000)
RR
Arizona(8/21/2000)
RR
Arkansas(8/18/2000)
RR
California(8/18/2000)
RR
Colorado(8/18/2000)
RR
Connecticut(8/18/2000)
RR
Delaware(8/18/2000)
RR
District of Columbia(8/18/2000)
RR
Florida(8/21/2000)
RR
Georgia(8/18/2000)
RR
Hawaii(8/18/2000)
RR
Idaho(8/18/2000)
RR
Illinois(8/18/2000)
RR
Indiana(8/18/2000)
RR
Iowa(8/18/2000)
RR
Kansas(8/18/2000)
RR
Kentucky(8/18/2000)
RR
Louisiana(8/21/2000)
RR
Maine(8/21/2000)
RR
Maryland(8/18/2000)
RR
Massachusetts(8/18/2000)
RR
Michigan(8/18/2000)
RR
Minnesota(8/21/2000)
RR
Mississippi(8/18/2000)
RR
Missouri(8/18/2000)
RR
Montana(8/22/2000)
RR
Nebraska(8/18/2000)
RR
Nevada(8/22/2000)
RR
New Hampshire(8/18/2000)
RR
New Jersey(8/18/2000)
RR
New Mexico(9/1/2000)
RR
New York(8/18/2000)
RR
North Carolina(8/21/2000)
RR
North Dakota(8/21/2000)
RR
Ohio(8/21/2000)
RR
Oklahoma(8/21/2000)
RR
Oregon(8/18/2000)
RR
Pennsylvania(8/18/2000)
RR
Puerto Rico(10/9/2001)
RR
Rhode Island(8/21/2000)
RR
South Carolina(8/18/2000)
RR
South Dakota(8/18/2000)
RR
Tennessee(8/21/2000)
RR
Texas(8/18/2000)
IAR
Texas(4/18/2016)
RR
Utah(8/18/2000)
RR
Vermont(8/21/2000)
RR
Virginia(8/21/2000)
RR
Washington(8/18/2000)
RR
West Virginia(8/21/2000)
RR
Wisconsin(8/18/2000)
RR
Wyoming(8/18/2000)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/20/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
