Cory L. Fryer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory L Fryer, who also goes by Cory Lee Fryer, was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 1999. Cory had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - April 4, 2016
SCHWAB WEALTH ADVISORY, INC.
January 23, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
December 6, 2007 - April 4, 2016
CHARLES SCHWAB & CO., INC.
October 30, 2002 - March 12, 2003
CHARLES SCHWAB & CO., INC.
October 22, 1999 - March 12, 2003
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
