Nicole M. Beucus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicole Marie Beucus, who also goes by Nicole Marie Casillas, Nicole Marie Civitano, Nicole Marie Sacco, was a registered financial professional .
Nicole is a previously registered financial professional and started their career in finance in 1999. Nicole had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - January 25, 2022
SCHWAB WEALTH ADVISORY, INC.
June 23, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
March 26, 2007 - January 25, 2022
CHARLES SCHWAB & CO., INC.
December 7, 2005 - March 5, 2007
USAA FINANCIAL PLANNING SERVICES
November 30, 2005 - March 5, 2007
USAA FINANCIAL ADVISORS, INC.
July 25, 2001 - November 30, 2005
USAA INVESTMENT SERVICES COMPANY
September 15, 1999 - June 19, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
