Brian R. Harrison

SAVVI FINANCIAL LLC

Waltham, MA 02452-8422

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CRD#: 3227937

Professional summary

Brian Richard Harrison, CFP® is a registered financial advisor currently at SAVVI FINANCIAL LLC located in Waltham, Massachusetts and BROOKLIGHT PLACE SECURITIES, INC. located in Wayland, Massachusetts.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE SALES; AS AN AGENT; NON INVESTMENT RELATED. SAME ADDRESS, LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE SALES; OWNER; AGENT; 4HRS MONTH 2. HARRY HAS IT, INC., PRESIDENT AND OWNER OF COMPANY SETUP FOR BUYING AND SELLING GOODS ON EBAY AND OTHER SIMILAR AUCTION WEBSITES, SPENDS LESS THAN 2% TIME, NON-INVESTMENT RELATED. 3. EVEN FINANCIAL. CONSULTANT. NON-INVESTMENT RELATED. LESS THAN 5 HOURS PER MONTH. 4. BREEZE. CONSULTANT. NON-INVESTMENT RELATED. LESS THAN 2 HOURS PER MONTH. 5. Savvi Financial, Consultant, Non-Investment Related. 40 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Richard Harrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 21, 2019 - Present

SAVVI FINANCIAL LLC

Office #1: 465 Waverley Oaks Rd Ste 315, Waltham, MA 02452-8422

RIA

CRD#: 169196

Waltham, MA

Current

January 14, 2020 - Present

BROOKLIGHT PLACE SECURITIES, INC.

Office #2: 16930 E. Palisades Blvd Suite 100-d, Fountain Hills, AZ 85268

CRD#: 15764

Wayland, MA

Past

November 3, 2014 - December 13, 2017

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

BRAINTREE, MA

Past

September 16, 2014 - December 13, 2017

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

BRAINTREE, MA

Past

May 31, 2006 - September 3, 2014

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WALTHAM, MA

Past

May 25, 2006 - September 3, 2014

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 26, 2003 - June 1, 2006

CITIZENS SECURITIES, INC.

CRD#: 39550

PLYMOUTH, MA

Past

July 2, 2002 - February 5, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 2, 2002 - February 5, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 9, 1999 - June 26, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 9, 1999 - June 26, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVI FINANCIAL LLC

DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC

CRD#: 169196 / SEC#: 801-78753

RIA

Registered Investment Advisory firm - (11/4/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(8/21/2019)

Massachusetts
(6/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/1/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/5/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SAVVI FINANCIAL LLC

DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC

CRD#: 169196 / SEC#: 801-78753

RIA

Registered Investment Advisory firm - (11/4/2013 Approved)

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Contact information

Main Address

465 Waverley Oaks Rd Ste 315, Waltham, MA 02452-8422

Mailing Address

Phone number

(781) 583-7011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVI WEALTH PARTNERS ADV PART 2A JANUARY 2025 (1/16/2025)

SAVVI FINANCIAL PART 2A JANUARY 2025 (1/16/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 35,947,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian R. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Richard Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKLIGHT PLACE SECURITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CITIZENS SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SAVVI FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2020

Series 65

Date: 9/5/2003

SIE

Date: 12/13/2017

Series 7

Date: 6/8/1999

Series 24

Date: 5/16/2003

FINRA

Current Firm

SAVVI FINANCIAL LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVI FINANCIAL LLC

TRUST BUT VERIFY

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