RF
Robert F. Fezza
ODYSSEY PERSONAL FINANCIAL ADVISORS
Roswell, GA 30076
Some features on this profile are disabled
CRD#: 3227165
RF
Professional summary
Robert Francis Fezza, AIF®, CFP® is a registered financial advisor currently at ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC located in Roswell, Georgia and FORUM FINANCIAL MANAGEMENT, LP located in Roswell, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 6 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Odyssey Personal Financial Advisors, LLC; Investment-related; 500 Sun Valley Drive, Suite A-6, Roswell, GA 30076; Registered Investment Adviser; Owner, Partner, & Investment Advisor Representative; 7/2006; 120 hours devoted/month; 120 hours devoted during securities trading hours; Provide investment advice to clients. 2) Purshe Kaplan Sterling Investments; Investment-related; 80 State Street, Albany, NY 12207; Registered Representative; 10/31/2022; 5 hours/month devoted; 5 hours during securities trading hours; Review account statements for client meetings - discuss performance/goals/changes with clients 3) Odyssey Personal Financial Advisors Cash Balance Plan; Investment Related; 500 Sun Valley Drive, A6, Roswell, GA 30076; Trustee of Retirement Plan; 7/2022; Co-Trustee; Less than 5 hours/month devoted; Less than 5 hours during securities trading hours; Follow plan document for contributions and manage investments in retirement plan. 4) Ash Brokerage; Investment-related; 888 S. Harrison St., Fort Wayne, IN 46802; independent insurance Agent; 10/2022; Less than 5 hours/month; Less than 5 hours during securities trading hours; Completes insurance needs analysis and provides recommendations for insurance products (fixed annuity, life, disability and long-term care insurance) if there's a client need.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Francis Fezza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
September 19, 2022 - Present
ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC
Office #1: 500 Sun Valley Drive Suite A-6, Roswell, GA 30076RIA
CRD#: 322496
Roswell, GA
Current
November 14, 2025 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 500 Sun Valley Drive B-1, Roswell, GA 30076RIA
CRD#: 145706
Roswell, GA
Current
October 31, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 500 Sun Valley Drive A6, Roswell, GA 30076BD
CRD#: 35747
Roswell, GA
Past
May 19, 2003 - October 28, 2022
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
ROSWELL, GA
Past
May 16, 2003 - October 28, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ROSWELL, GA
Past
February 15, 2002 - May 16, 2003
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2022)
IAR
Alabama(3/5/2024)
RR
Alaska(10/31/2022)
RR
Arizona(10/31/2022)
IAR
Florida(10/13/2022)
RR
Florida(10/31/2022)
IAR
Georgia(9/21/2022)
RR
Georgia(10/31/2022)
RR
Illinois(10/31/2022)
RR
Maryland(10/31/2022)
RR
New Jersey(10/31/2022)
IAR
New Jersey(5/2/2023)
RR
New York(10/31/2022)
IAR
North Carolina(9/19/2022)
RR
North Carolina(10/31/2022)
RR
Ohio(10/31/2022)
RR
Pennsylvania(10/31/2022)
IAR
South Carolina(9/19/2022)
RR
South Carolina(10/31/2022)
RR
Tennessee(10/31/2022)
IAR
Texas(9/19/2022)
RR
Texas(10/31/2022)
RR
Virginia(10/31/2022)
IAR
Virginia(1/30/2023)
RR
Wisconsin(10/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
