Joseph A. Seetoo
Professional summary
Joseph Alan Seetoo, CFP®, who also goes by Joseph Alan Seeto, is a registered financial advisor currently at MORTON WEALTH located in Calabasas, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joseph has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Alan Seetoo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
October 15, 2007 - Present
MORTON WEALTH
Office #1: 27200 Agoura Road Suite 200, Calabasas, CA 91301May 27, 1999 - April 24, 2000
SANFORD C. BERNSTEIN & CO., INC.
Primary Firm SEC Registration
MORTON WEALTH
CRD#: 141250 / SEC#: 801-67025
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/15/2007)
Exams
Current Firm
MORTON WEALTH
CRD#: 141250 / SEC#: 801-67025
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,622 |
| AUM (Assets Under Management) | $ 2,956,328,474 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2025 | ||
| 10/30/2023 | ||
| 06/21/2023 | ||
| 02/14/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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