Jacques Curtiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacques Curtiss, who also goes by Jacques Marcel Curtis, Jacques Marcel Curtiss, was a registered financial professional .
Jacques is a previously registered financial professional and started their career in finance in 2001. Jacques had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2003 - August 26, 2003
EASTBROOK CAPITAL GROUP LLC
October 29, 2002 - December 20, 2002
QUEST CAPITAL STRATEGIES, INC.
December 12, 2001 - October 21, 2002
JOSEPH GUNNAR & CO. LLC
March 20, 2001 - December 21, 2001
LADENBURG CAPITAL MANAGEMENT INC.
February 27, 2001 - March 15, 2001
BROADBAND CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTBROOK CAPITAL GROUP LLC
CRD#: 39781 / SEC#: , 8-48808
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE ATLAS B TRUST | MEMBER | |
| THE CREST VIEW TRUST | MEMBER | |
| THE MAIN STREET TRUST | MEMBER | |
| THE MONTAUK TRUST | MEMBER | |
| THE OAK TREE TRUST | MEMBER | |
| ALBION CORP. | TRUSTEE OF THE MAIN STREET TRUST | |
| COMMONWEALTH TRUST COMPANY | TRUSTEE OF THE OAK TREE TRUST | |
| DAUM, MARC | CFO/FINANCIAL AND OPERATIONS PRINCIPAL (05/2004) | 1503109 |
| ESSEX SAVINGS BANK | TRUSTEE OF THE CREST VIEW TRUST | |
| NORTH FORK MANAGEMENT SERVICES INC. | TRUSTEE OF THE MONTAUK TRUST | |
| SAMSON, EDWARD GREGORY | FINOP CONSULTANT CCO | 2041321 |
| UNIVERSAL ASSET MANAGEMENT INC. | TRUSTEE OF THE ATLAS B TRUST |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
