John C. Schweingrouber

VISTAFRONT PARTNERS

Frankfort, KY 40601

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CRD#: 3226435

Professional summary

John Clinton Schweingrouber, who also goes by Jc Schweingrouber, John Schweingrouber, John Clinton Schwingrouber, is a registered financial advisor currently at VISTAFRONT PARTNERS INC located in Frankfort, Kentucky.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jc Schweingrouber | John Schweingrouber | John Clinton Schwingrouber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AUTHOR I WRITE NOVELS AND PURSUE SELLING THEM ONLINE. NON-INVESTMENT RELATED 5 HOURS PER WEEK, NONE DURING TRADING HOURS. START DATE:2/5/2007

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Clinton Schweingrouber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2020 - Present

VISTAFRONT PARTNERS INC

Office #1: 682 Teton Trail, Frankfort, KY 40601

RIA

CRD#: 307057

Frankfort, KY

Past

January 7, 2016 - December 31, 2016

VIRGINIA FINANCIAL INNOVATION CORP.

RIA

CRD#: 167066

Norton, VA

Past

May 5, 2014 - December 31, 2014

VIRGINIA FINANCIAL INNOVATION CORP.

RIA

CRD#: 167066

NORTON, VA

Past

March 26, 2009 - December 6, 2011

VIRGINIA FINANCIAL INNOVATION CORP.

RIA

CRD#: 144536

WISE, VA

Past

October 3, 2008 - December 26, 2008

INCAP SECURITIES, INC.

CRD#: 25401

BALTIMORE, MD

Past

August 2, 2000 - April 23, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BLUE ASH, OH

Past

July 7, 1999 - March 10, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(11/5/2020)

IAR

Virginia
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/12/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/5/1999

General Securities Representative Examination

Current Firm

VISTAFRONT PARTNERS INC

VISTAFRONT PARTNERS INC | WEALTHFRONT PARTNERS INC

CRD#: 307057 / SEC#:

Kentucky

Registered Investment Advisory firm - (11/5/2020 Approved)

Virginia

Registered Investment Advisory firm - (1/5/2021 Approved)

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Contact information

Main Address

682 Teton Trail, Frankfort, KY 40601

Mailing Address

P.o. Box 404, Frankfort, KY 40602

Phone number

(859) 750-5881

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 448,470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John C. Schweingrouber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Clinton Schweingrouber's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRGINIA FINANCIAL INNOVATION CORP.

VIRGINIA FINANCIAL INNOVATION CORP.

VIRGINIA FINANCIAL INNOVATION CORP.

INCAP SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2020

Series 66

Date: 8/12/2008

Series 63

Date: 7/7/1999

Series 7

Date: 7/5/1999

Current Firm

VISTAFRONT PARTNERS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VISTAFRONT PARTNERS INC

TRUST BUT VERIFY

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